What happened

Companies must report the results after a tender closes. Those filings say what the shares cleared at, how much of each tender was accepted, and whether odd lots were taken in full. This is that record.

Offer	Closed	How it was priced	Cleared at	Everyone else got	Odd-lot holders
ARES STRATEGIC INCOME FUND	2026-09-18	Priced at net asset value	$26.74	38.2%	Priority applied
Optimum Communications, Inc. OPTU	2026-06-30	Fixed price	$2.50	48.6%	Filled in full
Hancock Park Corporate Income, Inc.	2026-06-29	Priced at net asset value	—	—	Not stated
High Templar Tech Ltd HTT	2026-06-24	Dutch auction	$3.20	88.8%	Filled in full
ARES STRATEGIC INCOME FUND	2026-06-18	Priced at net asset value	$27.00	34.7%	Priority applied
Robin Energy Ltd. RBNE	2026-04-23	Fixed price	—	—	Filled in full
Hancock Park Corporate Income, Inc.	2026-03-30	Priced at net asset value	—	—	Not stated
Yext, Inc. YEXT	2026-03-18	Dutch auction	$5.75	38.5%	Filled in full
Lightstone Value Plus REIT V, Inc.	2026-02-13	Priced at net asset value	$14.08	—	Not stated
Mount Logan Capital Inc. MLCI	2026-02-02	Fixed price	$9.43	—	Not stated
Anebulo Pharmaceuticals, Inc. ANEB	2026-01-26	Fixed price	$3.50	3.5%	Filled in full
Hancock Park Corporate Income, Inc.	2025-09-26	Priced at net asset value	—	—	Not stated
Hancock Park Corporate Income, Inc.	2025-06-26	Priced at net asset value	—	—	Not stated
CALIFORNIA FIRST LEASING CORP CFNB	2025-06-24	Fixed price	—	—	Filled in full
Hancock Park Corporate Income, Inc.	2025-03-27	Priced at net asset value	—	—	Not stated
WEX Inc. WEX	2025-03-25	Dutch auction	$154.00	99.5%	Filled in full
MSC INCOME FUND, INC. MSCF	2024-10-28	Priced at net asset value	—	—	Priority applied
MSC INCOME FUND, INC. MSCF	2024-07-26	Dutch auction	—	—	Priority applied
Sila Realty Trust, Inc. SILA	2024-07-19	Dutch auction	$22.60	—	Filled in full
Lightstone Value Plus REIT II, Inc.	2024-06-14	Priced at net asset value	$6.00	100%	Not stated
Monster Beverage Corp MNST	2024-06-05	Dutch auction	$53.00	47.2%	Not stated
MSC INCOME FUND, INC. MSCF	2024-04-25	Dutch auction	—	—	Priority applied
CUMMINS INC CMI	2024-03-13		—	—	Not stated
CUMMINS INC CMI	2024-03-13		—	7%	Not stated
MSC INCOME FUND, INC. MSCF	2024-03-04	Dutch auction	—	—	Priority applied
Lightstone Value Plus REIT II, Inc.	2024-02-05		$6.00	100%	Not stated
OneSpan Inc. OSPN	2023-12-11	Dutch auction	$10.50	74%	Not stated
Highlands REIT, Inc.	2023-12-06	Dutch auction	$0.14	100%	Not stated
CALIFORNIA FIRST LEASING CORP CFNB	2023-12-04	Fixed price	—	—	Filled in full
MSC INCOME FUND, INC. MSCF	2023-10-19	Priced at net asset value	—	—	Priority applied
JOHNSON & JOHNSON JNJ	2023-08-18		—	—	Not stated
JOHNSON & JOHNSON JNJ	2023-08-18		—	23.2%	Not stated
MSC INCOME FUND, INC. MSCF	2023-07-18	Priced at net asset value	—	—	Priority applied
MSC INCOME FUND, INC. MSCF	2023-04-17	Priced at net asset value	—	—	Priority applied
MSC INCOME FUND, INC. MSCF	2023-01-17	Priced at net asset value	—	—	Priority applied
IDR Core Property Index Fund Ltd	2022-12-30	Priced at net asset value	$12.57	—	Priority applied
CALIFORNIA FIRST LEASING CORP CFNB	2022-12-15	Fixed price	—	—	Filled in full
ADT Inc. ADT	2022-10-20	Fixed price	$9.00	—	Not stated
MSC INCOME FUND, INC. MSCF	2022-10-18	Priced at net asset value	—	—	Priority applied
IDR Core Property Index Fund Ltd	2022-09-26	Priced at net asset value	$12.67	—	Priority applied
MSC INCOME FUND, INC. MSCF	2022-07-18	Priced at net asset value	—	—	Priority applied
Symbolic Logic, Inc. EVOL	2022-05-23	Dutch auction	—	—	Not stated
MSC INCOME FUND, INC. MSCF	2022-04-18	Priced at net asset value	—	—	Priority applied
MSC INCOME FUND, INC. MSCF	2022-01-18	Priced at net asset value	—	—	Priority applied
CORCEPT THERAPEUTICS INC CORT	2021-12-07		$20.75	—	Not stated
InvenTrust Properties Corp. IVT	2021-11-08	Dutch auction	$25.00	—	Not stated
MSC INCOME FUND, INC. MSCF	2021-10-18	Priced at net asset value	—	—	Priority applied
Good Times Restaurants Inc. GTIM	2021-09-10	Fixed price	$4.60	—	Not stated
MSC INCOME FUND, INC. MSCF	2021-07-19	Priced at net asset value	—	—	Priority applied
MSC INCOME FUND, INC. MSCF	2021-05-17	Priced at net asset value	—	—	Priority applied
DuPont de Nemours, Inc. DD	2021-01-29		—	53.5%	Not stated
Amerant Bancorp Inc. AMTB	2020-12-18	Dutch auction	$12.55	86%	Filled in full
Phillips Edison & Company, Inc. PECO	2020-12-15	Fixed price	$5.75	—	Priority applied
MARCHEX INC MCHX	2020-10-07		—	—	Not stated
Lightstone Value Plus Real Estate Investment Trust, Inc.	2020-07-24	Fixed price	$5.00	100%	Not stated
Lightstone Value Plus Real Estate Investment Trust V, Inc.	2020-07-24	Priced at net asset value	$2.25	100%	Not stated
MANNATECH INC MTEX	2020-06-25	Dutch auction	$17.00	86%	Not stated
ECOLAB INC. ECL	2020-06-03		—	4.7%	Not stated
Healthcare Trust, Inc. HLTC	2020-02-07	Fixed price	—	—	Filled in full
HMS INCOME FUND, INC. MSCF	2020-02-07	Priced at net asset value	—	—	Priority applied
Lightstone Value Plus Real Estate Investment Trust V, Inc.	2020-01-31	Priced at net asset value	$7.75	—	Priority applied
DANAHER CORP /DE/ DHR	2019-12-13		—	—	Not stated
HMS INCOME FUND, INC. MSCF	2019-11-08	Priced at net asset value	—	—	Priority applied
HMS INCOME FUND, INC. MSCF	2019-08-16	Priced at net asset value	—	—	Priority applied
HMS INCOME FUND, INC. MSCF	2019-05-24	Priced at net asset value	—	—	Priority applied
LILLY ELI & CO LLY	2019-03-08		—	—	Not stated
LILLY ELI & CO LLY	2019-03-08		—	13.6%	Not stated
IMH Financial Corp	2019-01-11	Fixed price	—	23.7%	Not stated
ALICO INC ALCO	2018-10-03	Fixed price	$34.00	15.8%	Filled in full
InvenTrust Properties Corp. IVT	2018-09-13	Dutch auction	$2.10	100%	Not stated
ALTABA INC.	2018-08-08	Priced at net asset value	—	54.4%	Not stated
Healthcare Trust, Inc. HLTC	2018-05-01	Fixed price	—	29%	Filled in full
American Realty Capital New York City REIT, Inc. NYC	2018-03-20	Fixed price	—	9.8%	Filled in full
ProPhase Labs, Inc. PRPH	2017-12-18	Fixed price	$2.30	94.4%	Not stated
ProPhase Labs, Inc. PRPH	2017-09-25	Fixed price	$2.30	73%	Not stated
Great Elm Capital Corp. GECC	2017-05-05	Dutch auction	$11.50	—	Not stated
SURGE COMPONENTS INC SPRS	2017-03-03	Fixed price	$1.43	—	Not stated
WebMD Health Corp.	2016-12-15	Fixed price	$55.00	7.7%	Not stated
InvenTrust Properties Corp. IVT	2016-12-01	Dutch auction	$2.66	100%	Not stated
MARINE PRODUCTS CORP MPX	2016-11-01	Fixed price	$9.00	—	Not stated
PHILLIPS EDISON GROCERY CENTER REIT I, INC. PECO	2016-06-06	Fixed price	$6.00	—	Not stated
ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL	2015-07-07	Dutch auction	$9.10	—	Not stated
Wendy's Co WEN	2015-06-30	Dutch auction	$11.45	—	Filled in full
Global Net Lease, Inc. GNL	2015-06-29	Fixed price	$10.50	9.3%	Not stated
SMG Indium Resources Ltd.	2014-12-01	Fixed price	$2.41	—	Not stated
WebMD Health Corp.	2014-09-09	Fixed price	$48.50	39%	Not stated
United Development Funding IV	2014-07-02	Fixed price	$20.50	—	Not stated
AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC	2014-05-02	Fixed price	$11.00	19.5%	Not stated
Wendy's Co WEN	2014-02-11	Dutch auction	$9.25	—	Filled in full
Bridgepoint Education Inc	2013-12-11	Fixed price	$19.50	19.9%	Not stated
WebMD Health Corp.	2013-09-10	Fixed price	$34.00	17.5%	Not stated
HALLIBURTON CO HAL	2013-08-22	Dutch auction	$48.50	—	Filled in full
Cooper-Standard Holdings Inc. CPS	2013-05-02	Fixed price	$43.00	—	Not stated
UTSTARCOM HOLDINGS CORP. UTSI	2013-01-03	Fixed price	—	39.4%	Not stated
IRIDEX CORP IRIX	2012-12-07	Fixed price	$4.10	—	Not stated
HESKA CORP	2012-10-22		—	—	Not stated
ITEX CORP	2012-04-13	Fixed price	$4.20	86.6%	Not stated
WEIGHT WATCHERS INTERNATIONAL INC WW	2012-03-22	Dutch auction	$82.00	97.1%	Not stated
KOREA EQUITY FUND INC	2012-03-05	Priced at a percentage of net asset value	—	—	Not stated
Seaspan CORP	2012-01-11	Fixed price	—	54%	Not stated
COPART INC CPRT	2011-01-14	Fixed price	$38.00	59.2%	Not stated
PREMIERE GLOBAL SERVICES, INC.	2010-12-03	Dutch auction	$7.25	98.6%	Not stated
IMERGENT INC CXDO	2010-12-02	Dutch auction	$4.75	—	Not stated
WebMD Health Corp.	2010-09-08	Fixed price	$52.00	20.8%	Not stated
Fidelity National Information Services, Inc. FIS	2010-08-03	Dutch auction	$29.00	50.1%	Not stated
LABRANCHE & CO INC	2010-03-01	Dutch auction	—	—	Not stated
MAXYGEN INC	2009-12-23		—	78.1%	Not stated
QUEST SOFTWARE INC	2008-12-09	Dutch auction	—	—	Not stated
HLTH CORP	2008-11-25	Fixed price	$8.80	97.5%	Not stated
SRS LABS INC	2008-09-29	Dutch auction	$6.50	—	Not stated
FRANKLIN COVEY CO FC	2008-08-27	Dutch auction	—	97.5%	Not stated
UNITED RENTALS INC /DE URI	2008-07-16	Dutch auction	—	37.7%	Not stated
Sunstone Hotel Investors, Inc. SHO	2008-06-27	Dutch auction	—	95.7%	Not stated
PUTNAM MASTER INTERMEDIATE INCOME TRUST PIM	2008-04-11	Priced at a percentage of net asset value	—	—	Not stated
KAISER GROUP HOLDINGS INC	2008-01-09	Fixed price	$29.80	—	Not stated
Liberty Global, Inc.	2007-09-10	Dutch auction	—	85.1%	Not stated
BANCFIRST CORP /OK/ BANF	2007-09-04	Dutch auction	—	100%	Not stated
BNL FINANCIAL CORP	2006-12-31	Fixed price	$1.25	—	Not stated
HOME DEPOT INC HD	2007-08-16	Dutch auction	$44.00	—	Not stated
BNL FINANCIAL CORP	2006-12-31	Fixed price	$1.25	100%	Not stated
ACT TELECONFERENCING INC	2007-08-10		—	—	Not stated
Expedia, Inc. EXPE	2007-08-08		$29.00	84.2%	Not stated
OI CORP	2007-07-24	Dutch auction	$14.50	58.7%	Not stated
PUTNAM MUNICIPAL OPPORTUNITIES TRUST PMO	2007-07-12	Priced at a percentage of net asset value	—	—	Not stated
PUTNAM PREMIER INCOME TRUST PPT	2007-07-12	Priced at a percentage of net asset value	—	—	Not stated
PUTNAM MASTER INTERMEDIATE INCOME TRUST PIM	2007-07-11	Priced at a percentage of net asset value	—	—	Not stated
PUTNAM MUNICIPAL BOND FUND	2007-07-11	Priced at a percentage of net asset value	—	—	Not stated
MULTIMEDIA GAMES INC	2007-07-10	Dutch auction	$12.55	86.1%	Not stated
PUTNAM HIGH INCOME SECURITIES FUND PCF	2007-07-10	Priced at a percentage of net asset value	—	—	Not stated
PUTNAM MANAGED MUNICIPAL INCOME TRUST PMM	2007-07-10	Priced at a percentage of net asset value	—	—	Not stated
PUTNAM HIGH YIELD MUNICIPAL TRUST	2007-07-09	Priced at a percentage of net asset value	—	—	Not stated
PUTNAM INVESTMENT GRADE MUNICIPAL TRUST	2007-07-09	Priced at a percentage of net asset value	—	—	Not stated
LIBERTY MEDIA CORP QRTEA	2007-06-12	Dutch auction	—	70.4%	Not stated
MAXCO INC	2007-05-31		$7.50	—	Not stated
S1 CORP /DE/	2007-04-19	Dutch auction	—	100%	Not stated
LIBERTY MEDIA CORP QRTEA	2007-04-05	Dutch auction	—	99.4%	Not stated
Expedia, Inc. EXPE	2007-01-10		$22.00	85.5%	Not stated
Liberty Global, Inc.	2007-01-04	Dutch auction	—	69.1%	Not stated
S1 CORP /DE/	2006-12-14	Dutch auction	—	74.7%	Not stated
WORLD AIR HOLDINGS, INC.	2006-10-06	Dutch auction	$9.20	46.2%	Not stated
SAVIENT PHARMACEUTICALS INC	2006-09-12	Dutch auction	$6.80	80%	Not stated
BNL FINANCIAL CORP	2006-09-08	Fixed price	—	—	Not stated
PSB HOLDINGS INC /WI/ PSBQ	2006-06-15	Fixed price	—	34.5%	Not stated
Wilber CORP	2006-05-04	Dutch auction	$11.40	—	Not stated
BRINKS CO BCO	2006-04-06	Dutch auction	$52.50	—	Not stated
EMDEON CORP	2005-12-21	Fixed price	$8.20	74.1%	Not stated
POLYMEDICA CORP	2005-06-23	Dutch auction	$37.50	59%	Not stated
PAVILION BANCORP INC	2005-05-20		$66.00	64.3%	Not stated
OFFICEMAX INC	2005-04-28	Dutch auction	$33.00	99.4%	Not stated
OHIO ART CO	2005-04-12		$9.20	—	Not stated
HEWITT ASSOCIATES INC	2005-03-11		—	42.6%	Not stated
AMERINST INSURANCE GROUP LTD	2005-01-21	Dutch auction	$60.00	—	Not stated
FIRST INDIANA CORP	2004-12-13	Fixed price	$23.50	—	Not stated
NATURES SUNSHINE PRODUCTS INC NATR	2004-11-24	Dutch auction	—	67.4%	Not stated
LIMITED BRANDS INC BBWI	2004-11-05	Dutch auction	—	79.5%	Not stated
PRE PAID LEGAL SERVICES INC	2004-09-28	Dutch auction	$26.00	100%	Not stated
CCC INFORMATION SERVICES GROUP INC	2004-08-24	Fixed price	$18.75	—	Not stated
BNL FINANCIAL CORP	2004-07-30	Fixed price	—	100%	Not stated
FIRST FEDERAL BANCSHARES INC /DE	2004-05-21	Dutch auction	$34.00	66.4%	Not stated
HEMLOCK FEDERAL FINANCIAL CORP	2004-05-14	Dutch auction	—	89.8%	Not stated
LIMITED BRANDS INC BBWI	2004-03-25	Dutch auction	—	77.6%	Not stated
CFB BANCSHARES INC	2004-02-13	Fixed price	$22.00	—	Not stated
METRO-GOLDWYN-MAYER INC	2004-01-15	Dutch auction	—	61.5%	Not stated
ELMERS RESTAURANTS INC	2004-01-14	Fixed price	$6.43	—	Not stated
ZONAGEN INC	2004-01-07	Dutch auction	$2.10	—	Not stated
MBT FINANCIAL CORP	2003-12-04		$18.50	61.6%	Not stated
BROOKFIELD HOMES CORP	2003-09-30	Dutch auction	$18.50	—	Not stated
RENT A CENTER INC DE UPBD	2003-06-19	Dutch auction	—	—	Not stated
TYLER TECHNOLOGIES INC TYL	2003-05-12	Dutch auction	—	—	Not stated
UTAH MEDICAL PRODUCTS INC UTMD	2002-11-08	Fixed price	$17.05	—	Not stated
DRESS BARN INC	2002-10-18	Dutch auction	—	87%	Not stated
DELTA APPAREL INC DLAPQ	2002-01-10	Dutch auction	—	100%	Not stated
BOGEN COMMUNICATIONS INTERNATIONAL INC	2001-12-04	Dutch auction	—	—	Not stated
WOLOHAN LUMBER CO	2001-09-21	Fixed price	—	—	Not stated
CAPITOL FEDERAL FINANCIAL	2001-09-18	Dutch auction	—	100%	Not stated
INDEPENDENCE HOLDING CO	2001-08-23	Dutch auction	$16.75	42%	Not stated
INTELLIGENT SYSTEMS CORP CCRD	2001-06-29	Fixed price	—	—	Not stated
STATEFED FINANCIAL CORP	2001-06-11	Dutch auction	—	100%	Not stated
BANGOR HYDRO ELECTRIC CO		Fixed price	$115.00	—	Not stated
VIACOM INC PARA			—	—	Not stated
CBS CORP PARA	2014-07-09		—	—	Not stated
CBS CORP PARA	2014-07-09		—	14.8%	Not stated
CBS CORP PARA	2017-11-16		—	—	Not stated
CBS CORP PARA	2017-11-16		—	10.4%	Not stated
GLOBAL SOURCES LTD /BERMUDA	2014-05-28		—	—	Not stated
GLOBAL SOURCES LTD /BERMUDA	2015-07-27		—	—	Not stated
HEALTHSOUTH CORP EHC		Fixed price	$25.50	—	Not stated
PFIZER INC PFE	2013-06-21		—	—	Not stated
PFIZER INC PFE	2013-06-21		—	24.2%	Not stated
PPG INDUSTRIES INC PPG	2013-01-28		—	15%	Not stated
Xenia Hotels & Resorts, Inc. XHR	2015-03-05		$21.00	—	Not stated
Apple Hospitality REIT, Inc. APLE	2015-06-22		$19.00	—	Not stated
Dividend Capital Diversified Property Fund Inc.	2015-12-23	Fixed price	$7.39	—	Not stated
Dividend Capital Diversified Property Fund Inc.		Fixed price	$7.39	—	Not stated
Dividend Capital Diversified Property Fund Inc.	2016-06-14	Fixed price	$7.31	48.7%	Not stated
Dividend Capital Diversified Property Fund Inc.	2016-09-13	Fixed price	$7.35	60.6%	Not stated
Dividend Capital Diversified Property Fund Inc.	2016-12-09	Fixed price	$7.44	100%	Not stated
Malibu Boats, Inc. MBUU	2015-04-09	Fixed price	$21.00	39.9%	Filled in full
DOW CHEMICAL CO /DE/	2015-10-05		—	21.2%	Not stated
DANAHER CORP /DE/ DHR	2015-07-13		—	83.2%	Not stated
DANAHER CORP /DE/ DHR			—	7.2%	Not stated
Inland American Real Estate Trust, Inc. IVT	2014-04-25		$6.50	—	Not stated
LOCKHEED MARTIN CORP LMT	2016-08-16		—	9.8%	Not stated
PROCTER & GAMBLE CO PG	2008-11-05		—	7.9%	Not stated
PROCTER & GAMBLE Co PG	2016-09-29		—	15%	Not stated
BAXTER INTERNATIONAL INC BAX	2016-05-18		—	—	Not stated
BAXTER INTERNATIONAL INC BAX	2016-05-18		—	—	Not stated
KBS Strategic Opportunity REIT, Inc. PCOK	2017-10-12	Fixed price	$14.07	—	Not stated
KBS Strategic Opportunity REIT, Inc. PCOK	2018-05-18	Fixed price	$10.93	96.2%	Not stated
HERBALIFE LTD. HLF			$52.50	23%	Not stated
HERBALIFE NUTRITION LTD. HLF			$48.75	41.8%	Not stated
IMH Financial Corp		Fixed price	$2.00	—	Not stated
Fortive Corp FTV	2018-09-26		—	11.6%	Not stated
Griffin Capital Essential Asset REIT II, Inc. PKST	2019-06-10		—	14.5%	Not stated
Armstrong Flooring, Inc. AFIIQ		Dutch auction	$11.10	97.1%	Not stated
MCKESSON CORP MCK	2020-03-09		—	—	Not stated
MCKESSON CORP MCK	2020-03-09		—	14.8%	Not stated
KBS Real Estate Investment Trust III, Inc. KBSR	2021-07-01	Fixed price	$10.34	100%	Not stated
3M CO MMM	2022-08-31		—	7.3%	Not stated
Presidio Property Trust, Inc. SQFT	2025-05-05		$0.68	100%	Not stated
LENNAR CORP /NEW/ LEN	2025-11-21		—	—	Not stated
LENNAR CORP /NEW/ LEN	2025-11-21		—	8.6%	Not stated
Scudder Global Commodities Stock Fund, Inc.		Priced at a percentage of net asset value	—	9.5%	Not stated
DWS GLOBAL COMMODITIES STOCK FUND, INC.		Priced at a percentage of net asset value	—	8.5%	Not stated
DICON FIBEROPTICS INC			$5.00	40.8%	Not stated
MCDONALDS CORP MCD	2006-10-05		—	7%	Not stated
WEYERHAEUSER CO WY	2014-07-02		—	28.6%	Not stated
DOMINOS PIZZA INC DPZ		Fixed price	$30.00	—	Not stated
ARCHON CORP		Fixed price	$40.00	—	Not stated
LOEWS CORP L			—	54.1%	Not stated
METLIFE INC MET			—	8.9%	Not stated
KRAFT FOODS INC MDLZ	2008-08-04		—	8%	Not stated
RAND WORLDWIDE INC		Fixed price	$1.20	—	Not stated
Bravo Brio Restaurant Group, Inc.		Dutch auction	$14.00	—	Filled in full
SILICONWARE PRECISION INDUSTRIES CO LTD	2015-09-22		—	—	Not stated

Closed, with no results filing on record

UTAH MEDICAL PRODUCTS INC UTMD Terms unclear

Fixed price · Closed 2026-10-07 · Under 100 shares · $75.00 a share

Unclear — read the filing yourself

Virtus Dividend, Interest & Premium Strategy Fund NFJ No odd-lot preference

Priced at a percentage of net asset value · Closed 2026-10-05

Read automatically from the filing

Ares Private Markets Fund Not traded — nothing to buy

Closed 2026-09-29 · Under 100 shares

Read automatically from the filing

Arbutus Biopharma Corp ABUS Odd lots go first

Dutch auction with proportionate tenders · Closed 2026-09-29 · Under 100 shares · $5.00 to $5.75 a share

Read automatically from the filing

BEACON TOPCO, INC. CLYD Terms unclear

Fixed price · Closed 2026-09-29 · Under 100 shares

Unclear — read the filing yourself

Yatra Online, Inc. YTRA No odd-lot preference

Fixed price · Closed 2026-09-25 · $1.10 a share

Read automatically from the filing

Crescent Private Credit Income Corp Not traded — nothing to buy

Priced at net asset value · Closed 2026-09-24 · Under 100 shares

Read automatically from the filing

Ares Core Infrastructure Fund Not traded — nothing to buy

Priced at net asset value · Closed 2026-09-18 · Under 100 shares

Read automatically from the filing

Franklin Lexington Private Markets Fund Not traded — nothing to buy

Priced at net asset value · Closed 2026-09-14

Read automatically from the filing

Fortress Private Lending Fund Not traded — nothing to buy

Closed 2026-08-19 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2026-07-31 · Under 100 shares

Read automatically from the filing

VISTA CREDIT STRATEGIC LENDING CORP. Not traded — nothing to buy

Priced at net asset value · Closed 2026-07-23 · Under 100 shares

Read automatically from the filing

JAPAN SMALLER CAPITALIZATION FUND INC JOF No odd-lot preference

Priced at a percentage of net asset value · Closed 2026-07-01

Read automatically from the filing

Ares Private Markets Fund Not traded — nothing to buy

Closed 2026-06-29 · Under 100 shares

Read automatically from the filing

Crescent Private Credit Income Corp Not traded — nothing to buy

Priced at net asset value · Closed 2026-06-24 · Under 100 shares

Read automatically from the filing

Ares Core Infrastructure Fund Not traded — nothing to buy

Priced at net asset value · Closed 2026-06-18 · Under 100 shares

Read automatically from the filing

National Healthcare Properties, Inc. NHP Not traded — nothing to buy

Fixed price · Closed 2026-06-16 · Under 100 shares · $22.50 a share

Read automatically from the filing

Franklin Lexington Private Markets Fund Not traded — nothing to buy

Priced at net asset value · Closed 2026-06-15

Read automatically from the filing

Expensify, Inc. EXFY Odd lots go first

Dutch auction · Closed 2026-06-10 · Under 100 shares · $0.98 to $1.20 a share

Read automatically from the filing

MFS INVESTMENT GRADE MUNICIPAL TRUST CXH Terms unclear

Priced at a percentage of net asset value · Closed 2026-05-12

Unclear — read the filing yourself

MFS HIGH YIELD MUNICIPAL TRUST CMU Terms unclear

Priced at a percentage of net asset value · Closed 2026-05-05

Unclear — read the filing yourself

SCHOLASTIC CORP SCHL Odd lots go first

Dutch auction · Closed 2026-04-20 · Under 100 shares · $36.00 to $40.00 a share

Read automatically from the filing

Wix.com Ltd. WIX Odd lots go first

Dutch auction · Closed 2026-04-01 · Under 100 shares · $80.00 to $92.00 a share

Read automatically from the filing

Morgan Stanley China A Share Fund, Inc. CAF Terms unclear

Priced at a percentage of net asset value · Closed 2026-03-31 · Under 100 shares

Unclear — read the filing yourself

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2026-03-20 · Under 100 shares

Read automatically from the filing

Franklin Lexington Private Markets Fund Not traded — nothing to buy

Priced at net asset value · Closed 2026-03-16

Read automatically from the filing

Total Return Securities Fund SWZ No odd-lot preference

Priced at a percentage of net asset value · Closed 2026-01-20

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2026-01-14

Read automatically from the filing

Hancock Park Corporate Income, Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2025-12-29 · Under 100 shares

Read automatically from the filing

Franklin Lexington Private Markets Fund Not traded — nothing to buy

Priced at net asset value · Closed 2025-12-15

Read automatically from the filing

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2025-12-09 · Under 100 shares

Read automatically from the filing

Virtus Total Return Fund Inc. ZTR No odd-lot preference

Priced at a percentage of net asset value · Closed 2025-12-03

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2025-10-15

Read automatically from the filing

Moatable, Inc. MTBLY Not traded — nothing to buy

Closed 2025-09-30 · Under 100 shares

Read automatically from the filing

Franklin Lexington Private Markets Fund Not traded — nothing to buy

Priced at net asset value · Closed 2025-09-15

Read automatically from the filing

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2025-09-09 · Under 100 shares

Read automatically from the filing

ABRDN JAPAN EQUITY FUND, INC. JEQ Terms unclear

Priced at a percentage of net asset value · Closed 2025-09-02

Unclear — read the filing yourself

REGIONAL HEALTH PROPERTIES, INC RHEP Terms unclear

Closed 2025-08-31 · Under 100 shares

Unclear — read the filing yourself

TORO CORP. TORO Terms unclear

Fixed price · Closed 2025-08-07 · $2.75 a share

Unclear — read the filing yourself

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2025-07-31 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2025-07-15

Read automatically from the filing

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2025-06-11 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2025-04-30 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2025-04-15

Read automatically from the filing

ALLIANCEBERNSTEIN HOLDING L.P. AB Terms unclear

Closed 2025-03-24 · $35.59 a share

Unclear — read the filing yourself

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2025-03-20 · Under 100 shares

Read automatically from the filing

HIGHLAND OPPORTUNITIES & INCOME FUND HFRO Terms unclear

Priced at net asset value · Closed 2025-03-04 · Under 100 shares

Unclear — read the filing yourself

Virtus Total Return Fund Inc. ZTR No odd-lot preference

Priced at a percentage of net asset value · Closed 2025-02-06

Read automatically from the filing

Rumble Inc. RUM Terms unclear

Fixed price · Closed 2025-02-04 · Under 100 shares · $7.50 a share

Unclear — read the filing yourself

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2025-01-31 · Under 100 shares

Read automatically from the filing

ATI Physical Therapy, Inc. ATIP Terms unclear

Fixed price · Closed 2025-01-15 · Under 100 shares · $2.85 a share

Unclear — read the filing yourself

INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ IOR Terms unclear

Closed 2025-01-15

Unclear — read the filing yourself

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2025-01-14

Read automatically from the filing

CVR ENERGY INC CVI Terms unclear

Fixed price · Closed 2025-01-06 · $18.25 a share

Unclear — read the filing yourself

Hancock Park Corporate Income, Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2024-12-27 · Under 10 shares

Read automatically from the filing

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2024-12-09 · Under 100 shares

Read automatically from the filing

Elevai Labs Inc. ELAB Terms unclear

Closed 2024-11-27 · Under 100 shares

Unclear — read the filing yourself

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2024-10-31 · Under 100 shares

Read automatically from the filing

Zhihu Inc. ZH Terms unclear

Priced at net asset value · Closed 2024-10-30

Unclear — read the filing yourself

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2024-10-15

Read automatically from the filing

Hancock Park Corporate Income, Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2024-09-26 · Under 10 shares

Read automatically from the filing

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2024-09-06 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2024-07-31 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2024-07-15

Read automatically from the filing

Hancock Park Corporate Income, Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2024-06-26 · Under 10 shares

Read automatically from the filing

MSC INCOME FUND, INC. MSCF Not traded — nothing to buy

Dutch auction · Closed 2024-06-20

Read automatically from the filing

Coca-Cola Consolidated, Inc. COKE Odd lots go first

Dutch auction · Closed 2024-06-18 · Under 100 shares · $850.00 to $925.00 a share

Read automatically from the filing

INCYTE CORP INCY No odd-lot preference

Dutch auction · Closed 2024-06-10 · Under 100 shares · $60.00 a share

Unclear — read the filing yourself

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2024-06-07 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2024-05-01 · Under 100 shares

Read automatically from the filing

Virtus Total Return Fund Inc. ZTR No odd-lot preference

Priced at a percentage of net asset value · Closed 2024-05-01

Read automatically from the filing

GeoPark Ltd GPRK No odd-lot preference

Dutch auction · Closed 2024-04-17 · Under 100 shares

Unclear — read the filing yourself

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2024-04-15

Read automatically from the filing

Cannae Holdings, Inc. CNNE Terms unclear

Dutch auction · Closed 2024-04-01 · Under 100 shares · $20.75 to $23.75 a share

Unclear — read the filing yourself

Hancock Park Corporate Income, Inc. Not traded — nothing to buy

Closed 2024-03-27 · Under 10 shares

Read automatically from the filing

Yieldstreet Alternative Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2024-03-22 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2024-02-01 · Under 100 shares

Read automatically from the filing

MSC INCOME FUND, INC. MSCF Not traded — nothing to buy

Dutch auction · Closed 2024-01-19 · Under 100 shares · $7.73 a share

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2024-01-11

Read automatically from the filing

Hancock Park Corporate Income, Inc. Not traded — nothing to buy

Closed 2023-12-27 · Under 10 shares

Read automatically from the filing

BBX Capital, Inc. BBXIA Terms unclear

Fixed price · Closed 2023-12-20 · $8.00 a share

Unclear — read the filing yourself

MSC INCOME FUND, INC. MSCF Not traded — nothing to buy

Dutch auction · Closed 2023-12-19

Read automatically from the filing

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2023-12-11 · Under 100 shares

Read automatically from the filing

IMPERIAL OIL LTD IMO Terms unclear

Dutch auction with proportionate tenders · Closed 2023-12-08 · Under 100 shares · CAD $78.50 to $94.00 a share

Unclear — read the filing yourself

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2023-11-01 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2023-10-12

Read automatically from the filing

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2023-10-02 · Under 100 shares

Read automatically from the filing

Hancock Park Corporate Income, Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2023-09-27 · Under 10 shares

Read automatically from the filing

MSC INCOME FUND, INC. MSCF Not traded — nothing to buy

Dutch auction · Closed 2023-09-20

Read automatically from the filing

illumin Holdings Inc. ILLMF Odd lots go first

Dutch auction · Closed 2023-08-30 · Under 100 shares · $2.53 to $2.65 a share

Read automatically from the filing

TRINET GROUP, INC. TNET Odd lots go first

Fixed price · Closed 2023-08-28 · Under 100 shares · $107.00 a share

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2023-08-02 · Under 100 shares

Read automatically from the filing

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2023-07-26 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2023-07-14

Read automatically from the filing

Designer Brands Inc. DBI Odd lots go first

Dutch auction · Closed 2023-07-07 · Under 100 shares · $7.00 to $8.00 a share

Read automatically from the filing

IDR Core Property Index Fund Ltd Not traded — nothing to buy

Priced at net asset value · Closed 2023-06-29 · Under 100 shares

Read automatically from the filing

Hancock Park Corporate Income, Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2023-06-28 · Under 10 shares

Read automatically from the filing

OPPENHEIMER HOLDINGS INC OPY Odd lots go first

Dutch auction · Closed 2023-06-28 · Under 100 shares · $40.00 a share

Read automatically from the filing

MSC INCOME FUND, INC. MSCF Not traded — nothing to buy

Dutch auction · Closed 2023-06-13

Read automatically from the filing

PharmaCyte Biotech, Inc. PMCB Odd lots go first

Fixed price · Closed 2023-06-09 · Under 100 shares · $3.25 a share

Read automatically from the filing

VALVOLINE INC VVV No odd-lot preference

Dutch auction · Closed 2023-06-08 · Under 100 shares · $40.00 a share

Unclear — read the filing yourself

Hammerhead Energy Inc. Terms unclear

Closed 2023-06-02

Unclear — read the filing yourself

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2023-05-04 · Under 100 shares

Read automatically from the filing

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2023-04-28 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2023-04-14

Read automatically from the filing

CORCEPT THERAPEUTICS INC CORT Odd lots go first

Dutch auction · Closed 2023-03-31 · Under 100 shares · $19.25 to $22.00 a share

Read automatically from the filing

IDR Core Property Index Fund Ltd Not traded — nothing to buy

Priced at net asset value · Closed 2023-03-30 · Under 100 shares

Read automatically from the filing

AVANTAX, INC. No odd-lot preference

Dutch auction · Closed 2023-02-24 · Under 100 shares · $27.00 to $31.00 a share

Unclear — read the filing yourself

InterDigital, Inc. IDCC No odd-lot preference

Closed 2023-02-17 · Under 100 shares · $60.00 to $69.00 a share

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2023-02-02 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2023-01-12

Read automatically from the filing

Pathfinder Acquisition Corp MVLA Terms unclear

Closed 2023-01-04

Unclear — read the filing yourself

Pathfinder Acquisition Corp MVLA Terms unclear

Closed 2023-01-04

Unclear — read the filing yourself

BBX Capital, Inc. BBXIA Terms unclear

Fixed price · Closed 2022-12-21 · $10.00 a share

Unclear — read the filing yourself

Bluegreen Vacations Holding Corp Terms unclear

Fixed price · Closed 2022-12-09 · $22.17 a share

Unclear — read the filing yourself

IMPERIAL OIL LTD IMO Odd lots go first

Dutch auction with proportionate tenders · Closed 2022-12-09 · Under 100 shares · CAD $72.50 to $87.00 a share

Read automatically from the filing

Triumph Bancorp, Inc. TFIN No odd-lot preference

Dutch auction · Closed 2022-12-06 · Under 100 shares · $51.00 to $58.00 a share

Unclear — read the filing yourself

TRINET GROUP, INC. TNET Odd lots go first

Dutch auction · Closed 2022-12-06 · Under 100 shares · $63.00 to $72.00 a share

Read automatically from the filing

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Fixed price · Closed 2022-12-02 · Under 100 shares · $9.26 a share

Read automatically from the filing

SCHOLASTIC CORP SCHL Odd lots go first

Dutch auction · Closed 2022-11-22 · Under 100 shares · $35.00 to $40.00 a share

Read automatically from the filing

Theravance Biopharma, Inc. TBPH Terms unclear

Dutch auction · Closed 2022-11-10 · Under 100 shares · $9.75 to $10.50 a share

Unclear — read the filing yourself

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2022-10-26 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2022-10-13

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2022-10-04

Read automatically from the filing

Playtika Holding Corp. PLTK Terms unclear

Fixed price · Closed 2022-09-26 · $23.00 to $27.00 a share

Unclear — read the filing yourself

WHITE MOUNTAINS INSURANCE GROUP LTD WTM Terms unclear

Dutch auction · Closed 2022-09-20 · Under 100 shares · $1,250.00 to $1,400.00 a share

Unclear — read the filing yourself

Optex Systems Holdings Inc OPXS Terms unclear

Dutch auction · Closed 2022-09-15 · Under 100 shares · $2.35 to $2.75 a share

Unclear — read the filing yourself

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Fixed price · Closed 2022-08-30 · Under 100 shares · $9.28 a share

Read automatically from the filing

ODP Corp ODP Odd lots go first

Dutch auction · Closed 2022-08-12 · Under 100 shares · $31.50 to $36.00 a share

Unclear — read the filing yourself

QIWI Odd lots go first

Dutch auction · Closed 2022-08-03 · Under 100 shares · $2.20 to $2.70 a share

Read automatically from the filing

Algoma Steel Group Inc. ASTL Terms unclear

Dutch auction · Closed 2022-07-27 · Under 100 shares · $8.75 to $10.25 a share

Unclear — read the filing yourself

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2022-07-26 · Under 100 shares

Read automatically from the filing

Bally's Corp BALY Odd lots go first

Dutch auction · Closed 2022-07-22 · Under 100 shares · $19.25 to $22.00 a share

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2022-07-14

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2022-06-30

Read automatically from the filing

IMPERIAL OIL LTD IMO Odd lots go first

Dutch auction with proportionate tenders · Closed 2022-06-10 · Under 100 shares · CAD $62.00 to $78.00 a share

Read automatically from the filing

CUMULUS MEDIA INC CMLS Odd lots go first

Dutch auction · Closed 2022-06-03 · Under 100 shares · $14.50 a share

Read automatically from the filing

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Fixed price · Closed 2022-06-02 · Under 100 shares · $9.55 a share

Read automatically from the filing

Hilltop Holdings Inc. HTH No odd-lot preference

Dutch auction · Closed 2022-05-27 · Under 100 shares · $28.00 to $32.00 a share

Unclear — read the filing yourself

Southwest Gas Holdings, Inc. SWX Terms unclear

Closed 2022-05-20

Unclear — read the filing yourself

STEEL PARTNERS HOLDINGS L.P. SPLP Terms unclear

Dutch auction · Closed 2022-05-06 · Under 100 shares · $40.00 to $42.00 a share

Unclear — read the filing yourself

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2022-04-19 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2022-04-14

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2022-04-04

Read automatically from the filing

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Fixed price · Closed 2022-03-29 · Under 100 shares · $9.45 a share

Read automatically from the filing

TRINET GROUP, INC. TNET Odd lots go first

Dutch auction · Closed 2022-03-17 · Under 100 shares · $83.00 to $97.00 a share

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2022-01-21 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2022-01-13

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2022-01-05

Read automatically from the filing

Red Rock Resorts, Inc. RRR Odd lots go first

Dutch auction · Closed 2021-12-09 · Under 100 shares · $46.00 to $53.00 a share

Read automatically from the filing

BrightSphere Investment Group Inc. BSIG Terms unclear

Fixed price · Closed 2021-12-06 · Under 100 shares · $31.50 a share

Unclear — read the filing yourself

PROG Holdings, Inc. PRG No odd-lot preference

Dutch auction · Closed 2021-12-03 · Under 100 shares · $44.00 to $50.00 a share

Unclear — read the filing yourself

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2021-11-30 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2021-10-18 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2021-10-14

Read automatically from the filing

ISABELLA BANK Corp ISBA No odd-lot preference

Dutch auction · Closed 2021-10-13 · Under 100 shares · $23.00 to $27.00 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2021-10-04

Read automatically from the filing

COVENANT LOGISTICS GROUP, INC. CVLG Terms unclear

Dutch auction · Closed 2021-09-03 · Under 100 shares · $21.00 to $23.00 a share

Unclear — read the filing yourself

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2021-09-01 · Under 100 shares

Read automatically from the filing

SILICON LABORATORIES INC. SLAB Odd lots go first

Dutch auction · Closed 2021-08-30 · Under 100 shares · $140.00 to $160.00 a share

Read automatically from the filing

GTJ REIT, INC. Not traded — nothing to buy

Priced at net asset value · Closed 2021-08-09 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2021-07-19 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2021-07-15

Read automatically from the filing

AENZA S.A.A. Terms unclear

Closed 2021-07-15

Unclear — read the filing yourself

BIMINI CAPITAL MANAGEMENT, INC. BMNM Terms unclear

Dutch auction · Closed 2021-07-02 · Under 100 shares · $1.50 to $2.00 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2021-07-01

Read automatically from the filing

Sierra Income Corp Not traded — nothing to buy

Priced at net asset value · Closed 2021-06-29 · Under 100 shares

Read automatically from the filing

BOX INC BOX Odd lots go first

Dutch auction · Closed 2021-06-29 · Under 100 shares · $22.75 to $25.75 a share

Read automatically from the filing

MANNATECH INC MTEX Odd lots go first

Fixed price · Closed 2021-06-25 · Under 100 shares · $26.00 a share

Read automatically from the filing

BBX Capital, Inc. BBXIA Terms unclear

Fixed price · Closed 2021-06-23 · $6.75 a share

Unclear — read the filing yourself

Eagle Bancorp Montana, Inc. EBMT No odd-lot preference

Dutch auction · Closed 2021-06-22 · Under 100 shares · $24.00 to $26.25 a share

Unclear — read the filing yourself

CION Investment Corp CION Not traded — nothing to buy

Priced at net asset value · Closed 2021-06-18 · Under 100 shares

Read automatically from the filing

Marathon Petroleum Corp MPC Odd lots go first

Dutch auction · Closed 2021-06-14 · Under 100 shares

Read automatically from the filing

YieldStreet Prism Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2021-06-01 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2021-04-19 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2021-04-15

Read automatically from the filing

CRA INTERNATIONAL, INC. CRAI Terms unclear

Dutch auction · Closed 2021-04-05 · Under 100 shares · $66.25 to $76.00 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2021-04-05

Read automatically from the filing

CION Investment Corp CION Not traded — nothing to buy

Priced at net asset value · Closed 2021-03-19 · Under 100 shares

Read automatically from the filing

GUGGENHEIM CREDIT INCOME FUND Not traded — nothing to buy

Priced at net asset value · Closed 2021-03-12 · Under 100 shares

Read automatically from the filing

SLM Corp SLM No odd-lot preference

Closed 2021-03-10 · Under 100 shares · $13.10 to $15.00 a share

Read automatically from the filing

Seneca Foods Corp SENEA Terms unclear

Dutch auction · Closed 2021-03-09 · $40.00 to $46.00 a share

Unclear — read the filing yourself

WASHINGTON FEDERAL INC WAFD No odd-lot preference

Dutch auction · Closed 2021-03-09 · Under 100 shares · $26.50 to $31.00 a share

Unclear — read the filing yourself

GUGGENHEIM CREDIT INCOME FUND 2019 Not traded — nothing to buy

Priced at net asset value · Closed 2021-03-08 · Under 100 shares

Read automatically from the filing

GUGGENHEIM CREDIT INCOME FUND 2016 T Not traded — nothing to buy

Priced at net asset value · Closed 2021-03-08 · Under 100 shares

Read automatically from the filing

New York City REIT, Inc. NYC Not traded — nothing to buy

Fixed price · Closed 2021-01-27 · $7.00 a share

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Priced at net asset value · Closed 2021-01-18 · Under 100 shares

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2021-01-14

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2021-01-06

Read automatically from the filing

WESTERN ASSET INFLATION-LINKED INCOME FUND WIA Terms unclear

Priced at a percentage of net asset value · Closed 2020-12-28

Unclear — read the filing yourself

Summit Midstream Partners, LP Terms unclear

Closed 2020-12-23 · Under 100 shares

Unclear — read the filing yourself

ROYCE GLOBAL VALUE TRUST, INC. RGT Terms unclear

Priced at net asset value · Closed 2020-12-21

Unclear — read the filing yourself

CION Investment Corp CION Not traded — nothing to buy

Priced at net asset value · Closed 2020-12-18 · Under 100 shares

Read automatically from the filing

MVB FINANCIAL CORP MVBF Odd lots go first

Dutch auction · Closed 2020-12-18 · Under 100 shares

Read automatically from the filing

GUGGENHEIM CREDIT INCOME FUND Not traded — nothing to buy

Priced at net asset value · Closed 2020-12-14 · Under 100 shares

Read automatically from the filing

NexPoint Strategic Opportunities Fund NXDT Terms unclear

Dutch auction · Closed 2020-12-10 · Under 100 shares · $10.00 to $12.00 a share

Unclear — read the filing yourself

GUGGENHEIM CREDIT INCOME FUND 2019 Not traded — nothing to buy

Priced at net asset value · Closed 2020-12-08 · Under 100 shares

Read automatically from the filing

GUGGENHEIM CREDIT INCOME FUND 2016 T Not traded — nothing to buy

Priced at net asset value · Closed 2020-12-08 · Under 100 shares

Read automatically from the filing

Hilltop Holdings Inc. HTH Odd lots go first

Dutch auction · Closed 2020-11-13 · Under 100 shares · $18.25 to $21.00 a share

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2020-10-15

Read automatically from the filing

AMC Networks Inc. AMCX Terms unclear

Dutch auction · Closed 2020-10-14 · $22.50 to $26.50 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2020-10-02

Read automatically from the filing

DAVITA INC. DVA Odd lots go first

Dutch auction · Closed 2020-09-14 · Under 100 shares · $77.00 to $88.00 a share

Read automatically from the filing

MICROSTRATEGY Inc MSTR Terms unclear

Dutch auction · Closed 2020-09-10 · Under 100 shares · $122.00 to $140.00 a share

Unclear — read the filing yourself

Nomad Foods Ltd NOMD Odd lots go first

Dutch auction · Closed 2020-09-09 · Under 100 shares · $23.00 to $25.50 a share

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2020-07-16

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2020-07-02

Read automatically from the filing

Western Asset Middle Market Debt Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2020-07-02

Read automatically from the filing

INDEPENDENCE HOLDING CO Terms unclear

Fixed price · Closed 2020-05-21 · Under 100 shares · $27.00 a share

Unclear — read the filing yourself

ATLANTIC POWER CORP Odd lots go first

Closed 2020-04-30 · Under 100 shares · $1.95 to $2.20 a share

Read automatically from the filing

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2020-04-16

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2020-04-06

Read automatically from the filing

CION Investment Corp CION Not traded — nothing to buy

Priced at net asset value · Closed 2020-03-20 · Under 100 shares

Read automatically from the filing

GTJ REIT, INC. Not traded — nothing to buy

Priced at net asset value · Closed 2020-03-18 · Under 100 shares

Read automatically from the filing

MGM Resorts International MGM Odd lots go first

Dutch auction · Closed 2020-03-12 · Under 100 shares · $29.00 to $34.00 a share

Read automatically from the filing

Santander Consumer USA Holdings Inc. No odd-lot preference

Dutch auction · Closed 2020-02-27 · Under 100 shares · $23.00 to $26.00 a share

Unclear — read the filing yourself

XBiotech Inc. XBIT Terms unclear

Dutch auction · Closed 2020-02-12 · Under 100 shares · $30.00 to $33.00 a share

Unclear — read the filing yourself

SUNLINK HEALTH SYSTEMS INC SSY Terms unclear

Fixed price · Closed 2020-01-31 · $0.71 to $2.09 a share

Unclear — read the filing yourself

Clarion Partners Real Estate Income Fund Inc. CPRDX Not traded — nothing to buy

Priced at net asset value · Closed 2020-01-21

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2020-01-06

Read automatically from the filing

CION Investment Corp CION Not traded — nothing to buy

Priced at net asset value · Closed 2019-12-20 · Under 100 shares

Read automatically from the filing

TARO PHARMACEUTICAL INDUSTRIES LTD No odd-lot preference

Dutch auction · Closed 2019-12-16 · Under 100 shares · $92.00 a share

Unclear — read the filing yourself

Liberty Tax, Inc. Terms unclear

Fixed price · Closed 2019-11-13 · $12.00 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2019-10-03

Read automatically from the filing

MSG NETWORKS INC. Terms unclear

Dutch auction · Closed 2019-09-27 · $15.00 to $17.50 a share

Unclear — read the filing yourself

Cosan Ltd. No odd-lot preference

Dutch auction · Closed 2019-09-25 · Under 100 shares

Unclear — read the filing yourself

CION Investment Corp CION Not traded — nothing to buy

Priced at net asset value · Closed 2019-09-20 · Under 100 shares

Read automatically from the filing

Liberty Global plc LBTYA Terms unclear

Dutch auction · Closed 2019-09-09

Unclear — read the filing yourself

ENCANA CORP Terms unclear

Dutch auction · Closed 2019-08-28 · Under 100 shares · $4.70 to $5.40 a share

Unclear — read the filing yourself

Lazard World Dividend & Income Fund, Inc. Terms unclear

Priced at a percentage of net asset value · Closed 2019-08-21 · Under 100 shares

Unclear — read the filing yourself

DAVITA INC. DVA Odd lots go first

Dutch auction · Closed 2019-08-16 · Under 100 shares · $53.50 to $61.50 a share

Read automatically from the filing

ALLIANCE DATA SYSTEMS CORP BFH Odd lots go first

Dutch auction · Closed 2019-08-15 · Under 100 shares · $144.00 to $162.00 a share

Read automatically from the filing

Command Center, Inc. HQI Not traded — nothing to buy

Fixed price · Closed 2019-07-25 · Under 100 shares · $6.00 a share

Read automatically from the filing

Twin River Worldwide Holdings, Inc. BALY Odd lots go first

Dutch auction · Closed 2019-07-24 · Under 100 shares · $29.50 to $33.00 a share

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closed 2019-07-22

Read automatically from the filing

GameStop Corp. GME Terms unclear

Dutch auction · Closed 2019-07-10 · Under 100 shares · $5.20 to $6.00 a share

Unclear — read the filing yourself

LyondellBasell Industries N.V. LYB Terms unclear

Dutch auction · Closed 2019-07-08 · Under 100 shares · $88.00 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2019-07-02

Read automatically from the filing

Western Asset Middle Market Debt Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2019-07-02

Read automatically from the filing

BIMINI CAPITAL MANAGEMENT, INC. BMNM Terms unclear

Dutch auction · Closed 2019-07-01 · Under 100 shares · $2.00 to $2.20 a share

Unclear — read the filing yourself

CION Investment Corp CION Not traded — nothing to buy

Priced at net asset value · Closed 2019-06-21 · Under 100 shares

Read automatically from the filing

Lightstone Value Plus Real Estate Investment Trust, Inc. Not traded — nothing to buy

Fixed price · Closed 2019-05-31 · Under 100 shares · $7.00 a share

Read automatically from the filing

Johnson Controls International plc JCI Odd lots go first

Dutch auction · Closed 2019-05-31 · Under 100 shares

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2019-04-04

Read automatically from the filing

Brookfield Property REIT Inc. Odd lots go first

Dutch auction · Closed 2019-03-25 · Under 100 shares · $21.00 a share

Read automatically from the filing

Brookfield Property Partners L.P. BPYPM Terms unclear

Dutch auction · Closed 2019-03-25 · Under 100 shares · $19.00 to $21.00 a share

Unclear — read the filing yourself

Hudson Global, Inc. HSON Terms unclear

Fixed price · Closed 2019-03-22 · Under 100 shares · $1.50 a share

Unclear — read the filing yourself

CION Investment Corp CION Not traded — nothing to buy

Priced at net asset value · Closed 2019-03-22 · Under 100 shares

Read automatically from the filing

Truett-Hurst, Inc. Terms unclear

Fixed price · Closed 2019-02-11 · Under 100 shares · $2.40 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2019-01-02

Read automatically from the filing

Cosan Ltd. No odd-lot preference

Dutch auction · Closed 2018-12-28 · Under 100 shares

Unclear — read the filing yourself

LiveRamp Holdings, Inc. RAMP Terms unclear

Dutch auction · Closed 2018-12-12 · Under 100 shares · $44.50 to $49.00 a share

Unclear — read the filing yourself

SWISS HELVETIA FUND, INC. SWZ No odd-lot preference

Priced at a percentage of net asset value · Closed 2018-11-16

Read automatically from the filing

GAIN Capital Holdings, Inc. Terms unclear

Dutch auction · Closed 2018-11-06 · Under 100 shares · $7.24 to $7.94 a share

Unclear — read the filing yourself

Blue Bird Corp BLBD Terms unclear

Fixed price · Closed 2018-10-15 · Under 100 shares · $28.00 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2018-10-03

Read automatically from the filing

GLOBALSCAPE INC Odd lots go first

Dutch auction · Closed 2018-09-19 · Under 100 shares · $4.00 to $4.50 a share

Read automatically from the filing

EATON VANCE SENIOR INCOME TRUST EVF Not traded — nothing to buy

Closed 2018-09-14 · Under 100 shares

Read automatically from the filing

EATON VANCE SENIOR FLOATING RATE TRUST EFR Not traded — nothing to buy

Closed 2018-09-14 · Under 100 shares

Read automatically from the filing

EATON VANCE LTD DURATION INCOME FUND EVV Not traded — nothing to buy

Closed 2018-09-14 · Under 100 shares

Read automatically from the filing

QUALCOMM INC/DE QCOM Terms unclear

Dutch auction · Closed 2018-08-27 · Under 100 shares · $60.00 to $67.50 a share

Unclear — read the filing yourself

American Realty Capital New York City REIT, Inc. NYC Not traded — nothing to buy

Fixed price · Closed 2018-07-24 · Under 100 shares · $12.95 a share

Read automatically from the filing

Lightstone Value Plus Real Estate Investment Trust, Inc. Not traded — nothing to buy

Fixed price · Closed 2018-07-13 · Under 100 shares · $7.00 a share

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2018-07-03

Read automatically from the filing

Western Asset Middle Market Debt Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2018-07-03

Read automatically from the filing

Sierra Income Corp Not traded — nothing to buy

Priced at net asset value · Closed 2018-06-21 · Under 100 shares

Read automatically from the filing

MANNATECH INC MTEX Odd lots go first

Dutch auction · Closed 2018-06-15 · Under 100 shares · $18.50 to $21.00 a share

Read automatically from the filing

Clarus Corp CLAR Terms unclear

Dutch auction · Closed 2018-06-05 · Under 100 shares · $6.60 to $7.20 a share

Unclear — read the filing yourself

American Finance Trust, Inc Not traded — nothing to buy

Fixed price · Closed 2018-05-31 · Under 100 shares · $15.45 a share

Read automatically from the filing

AbbVie Inc. ABBV No odd-lot preference

Closed 2018-05-29 · Under 100 shares · $99.00 to $114.00 a share

Read automatically from the filing

CIT GROUP INC Odd lots go first

Dutch auction · Closed 2018-05-23 · Under 100 shares · $54.75 a share

Read automatically from the filing

WHIRLPOOL CORP /DE/ WHR Terms unclear

Dutch auction · Closed 2018-05-23 · Under 100 shares · $150.00 to $170.00 a share

Unclear — read the filing yourself

WHITE MOUNTAINS INSURANCE GROUP LTD WTM Terms unclear

Dutch auction · Closed 2018-05-07 · Under 100 shares · $825.00 to $875.00 a share

Unclear — read the filing yourself

Sierra Income Corp Not traded — nothing to buy

Priced at net asset value · Closed 2018-04-27 · Under 100 shares

Read automatically from the filing

BBX Capital Corp Terms unclear

Fixed price · Closed 2018-04-17 · $9.25 a share

Unclear — read the filing yourself

BLACKROCK DEBT STRATEGIES FUND, INC. DSU Terms unclear

Priced at a percentage of net asset value · Closed 2018-04-17

Unclear — read the filing yourself

COMPUTER TASK GROUP INC No odd-lot preference

Dutch auction · Closed 2018-04-16 · Under 100 shares · $8.05 to $9.00 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2018-04-04

Read automatically from the filing

American Finance Trust, Inc Not traded — nothing to buy

Fixed price · Closed 2018-03-27 · Under 100 shares · $14.35 a share

Read automatically from the filing

GREENHILL & CO INC Odd lots go first

Dutch auction · Closed 2018-03-14 · Under 100 shares · $18.50 to $20.50 a share

Read automatically from the filing

SOCKET MOBILE, INC. SCKT Terms unclear

Dutch auction · Closed 2018-03-09 · Under 100 shares · $3.75 to $4.25 a share

Unclear — read the filing yourself

CHURCHILL DOWNS Inc CHDN Odd lots go first

Dutch auction · Closed 2018-02-07 · Under 100 shares · $265.00 a share

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2018-01-03

Read automatically from the filing

Triloma EIG Energy Income Fund - Term I Not traded — nothing to buy

Priced at net asset value · Closed 2017-12-26

Read automatically from the filing

Triloma EIG Energy Income Fund Not traded — nothing to buy

Priced at net asset value · Closed 2017-12-26

Read automatically from the filing

Sierra Income Corp Not traded — nothing to buy

Priced at net asset value · Closed 2017-12-22 · Under 100 shares

Read automatically from the filing

SUNLINK HEALTH SYSTEMS INC SSY Odd lots go first

Fixed price · Closed 2017-12-21 · Under 100 shares · $0.71 to $1.49 a share

Unclear — read the filing yourself

Cosan Ltd. No odd-lot preference

Dutch auction · Closed 2017-12-19 · Under 100 shares

Unclear — read the filing yourself

Clough Global Dividend & Income Fund GLV Terms unclear

Priced at a percentage of net asset value · Closed 2017-11-10

Unclear — read the filing yourself

Clough Global Equity Fund GLQ Terms unclear

Priced at a percentage of net asset value · Closed 2017-11-10

Unclear — read the filing yourself

Clough Global Opportunities Fund GLO Terms unclear

Priced at a percentage of net asset value · Closed 2017-11-10

Unclear — read the filing yourself

GREENHILL & CO INC Odd lots go first

Fixed price · Closed 2017-10-25 · Under 100 shares · $17.00 a share

Read automatically from the filing

HERBALIFE LTD. HLF Terms unclear

Dutch auction · Closed 2017-10-05 · Under 100 shares · $60.00 to $68.00 a share

Unclear — read the filing yourself

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2017-10-04

Read automatically from the filing

Triloma EIG Energy Income Fund - Term I Not traded — nothing to buy

Priced at net asset value · Closed 2017-09-26

Read automatically from the filing

Triloma EIG Energy Income Fund Not traded — nothing to buy

Priced at net asset value · Closed 2017-09-26

Read automatically from the filing

Sierra Income Corp Not traded — nothing to buy

Priced at net asset value · Closed 2017-09-25 · Under 100 shares

Read automatically from the filing

WHITE MOUNTAINS INSURANCE GROUP LTD WTM Terms unclear

Dutch auction · Closed 2017-09-14 · Under 100 shares · $825.00 to $875.00 a share

Unclear — read the filing yourself

PHH CORP Odd lots go first

Dutch auction · Closed 2017-09-08 · Under 100 shares · $14.25 a share

Read automatically from the filing

Tropicana Entertainment Inc. No odd-lot preference

Dutch auction · Closed 2017-08-02 · Under 100 shares · $38.00 to $45.00 a share

Read automatically from the filing

LIFEWAY FOODS INC LWAY Odd lots go first

Dutch auction · Closed 2017-07-25 · Under 100 shares · $8.50 to $9.50 a share

Read automatically from the filing

Western Asset Middle Market Income Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2017-07-05

Read automatically from the filing

Western Asset Middle Market Debt Fund Inc. Not traded — nothing to buy

Priced at net asset value · Closed 2017-07-05

Read automatically from the filing

INDEPENDENCE HOLDING CO Terms unclear

Fixed price · Closed 2017-06-26 · Under 100 shares · $20.00 a share

Unclear — read the filing yourself

Triloma EIG Energy Income Fund - Term I Not traded — nothing to buy

Priced at net asset value · Closed 2017-06-26

Read automatically from the filing

Triloma EIG Energy Income Fund Not traded — nothing to buy

Priced at net asset value · Closed 2017-06-26

Read automatically from the filing

Virtus Total Return Fund Inc. No odd-lot preference

Priced at a percentage of net asset value · Closed 2017-06-23

Read automatically from the filing

VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. ZTR No odd-lot preference

Priced at a percentage of net asset value · Closed 2017-06-23

Read automatically from the filing

Dividend Capital Diversified Property Fund Inc. Terms unclear

Fixed price · Closed 2017-06-14 · $7.49 a share

Unclear — read the filing yourself

YAHOO INC Odd lots go first

Fixed price · Closed 2017-06-13 · Under 100 shares · $37.00 a share

Unclear — read the filing yourself

Advanced Emissions Solutions, Inc. ARQ Terms unclear

Dutch auction · Closed 2017-06-06 · Under 100 shares · $9.40 to $10.80 a share

Unclear — read the filing yourself

CIT GROUP INC Odd lots go first

Dutch auction · Closed 2017-05-24 · Under 100 shares · $48.00 a share

Read automatically from the filing

SWISS HELVETIA FUND, INC. SWZ Terms unclear

Priced at a percentage of net asset value · Closed 2017-04-24 · Under 100 shares

Unclear — read the filing yourself

Triloma EIG Energy Income Fund - Term I Not traded — nothing to buy

Priced at net asset value · Closed 2017-03-24

Read automatically from the filing

Triloma EIG Energy Income Fund Not traded — nothing to buy

Priced at net asset value · Closed 2017-03-24

Read automatically from the filing

Virtus Total Return Fund No odd-lot preference

Priced at a percentage of net asset value · Closed 2017-03-15

Read automatically from the filing

SECURITY LAND & DEVELOPMENT CORP Not traded — nothing to buy

Fixed price · Closed 2017-03-15 · $1.25 a share

Read automatically from the filing

SUNLINK HEALTH SYSTEMS INC SSY Odd lots go first

Fixed price · Closed 2017-02-08 · Under 100 shares · $0.71 to $1.49 a share

Read automatically from the filing

NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC NRO Terms unclear

Priced at a percentage of net asset value · Closed 2017-01-10

Unclear — read the filing yourself

ZWEIG FUND INC /MD/ No odd-lot preference

Priced at a percentage of net asset value · Closed 2016-12-23

Read automatically from the filing

VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. ZTR No odd-lot preference

Priced at a percentage of net asset value · Closed 2016-12-23

Read automatically from the filing

Triloma EIG Energy Income Fund - Term I Not traded — nothing to buy

Priced at net asset value · Closed 2016-12-23

Read automatically from the filing

Triloma EIG Energy Income Fund Not traded — nothing to buy

Priced at net asset value · Closed 2016-12-23

Read automatically from the filing

Actua Corp Terms unclear

Dutch auction · Closed 2016-12-07 · Under 100 shares · $14.00 a share

Unclear — read the filing yourself

SILGAN HOLDINGS INC SLGN Odd lots go first

Dutch auction · Closed 2016-11-15 · Under 100 shares · $45.50 to $52.25 a share

Read automatically from the filing

RESOURCES CONNECTION INC RGP Terms unclear

Dutch auction · Closed 2016-11-15 · Under 100 shares · $13.50 to $16.00 a share

Unclear — read the filing yourself

EATON VANCE SENIOR INCOME TRUST EVF Not traded — nothing to buy

Closed 2016-09-23 · Under 100 shares

Read automatically from the filing

EATON VANCE SENIOR FLOATING RATE TRUST EFR Not traded — nothing to buy

Closed 2016-09-23 · Under 100 shares

Read automatically from the filing

Triloma EIG Global Energy Term Fund I Not traded — nothing to buy

Priced at net asset value · Closed 2016-09-23

Read automatically from the filing

Triloma EIG Global Energy Fund Not traded — nothing to buy

Priced at net asset value · Closed 2016-09-23

Read automatically from the filing

First Financial Northwest, Inc. FFNW No odd-lot preference

Dutch auction · Closed 2016-08-09 · Under 100 shares · $13.00 to $14.00 a share

Unclear — read the filing yourself

Del Taco Restaurants, Inc. No odd-lot preference

Closed 2016-08-05

Read automatically from the filing

MSC INDUSTRIAL DIRECT CO INC MSM Odd lots go first

Dutch auction · Closed 2016-08-04 · Under 100 shares · $66.00 to $72.50 a share

Read automatically from the filing

GAIAM, INC GAIA No odd-lot preference

Fixed price · Closed 2016-06-27 · Under 100 shares · $7.75 a share

Read automatically from the filing

TechTarget Inc TTGT Odd lots go first

Fixed price · Closed 2016-06-08 · Under 100 shares · $7.75 a share

Read automatically from the filing

VIRTUS INVESTMENT PARTNERS, INC. VRTS Terms unclear

Dutch auction · Closed 2016-06-08 · Under 100 shares · $73.00 to $82.50 a share

Unclear — read the filing yourself

Monster Beverage Corp MNST Odd lots go first

Dutch auction · Closed 2016-06-08 · $142.00 to $160.00 a share

Unclear — read the filing yourself

ZWEIG FUND INC /MD/ Terms unclear

Priced at a percentage of net asset value · Closed 2016-05-26 · Under 100 shares

Unclear — read the filing yourself

ZWEIG TOTAL RETURN FUND INC ZTR Terms unclear

Priced at a percentage of net asset value · Closed 2016-05-26 · Under 100 shares

Unclear — read the filing yourself

ASTA FUNDING INC Odd lots go first

Dutch auction · Closed 2016-05-12 · Under 100 shares · $8.51 a share

Read automatically from the filing

Trinseo S.A. TSE Terms unclear

Fixed price · Closed 2016-04-25 · Under 100 shares · $35.63 a share

Unclear — read the filing yourself

Planet Payment Inc Odd lots go first

Dutch auction · Closed 2016-04-11 · $3.20 to $3.60 a share

Unclear — read the filing yourself

Information Services Group Inc. III No odd-lot preference

Dutch auction · Closed 2016-04-07 · Under 100 shares · $3.30 to $4.00 a share

Unclear — read the filing yourself

CRA INTERNATIONAL, INC. CRAI Odd lots go first

Dutch auction · Closed 2016-03-21 · Under 100 shares · $18.00 to $19.75 a share

Read automatically from the filing

Nationstar Mortgage Holdings Inc. Odd lots go first

Dutch auction · Closed 2016-03-11 · Under 100 shares · $9.40 a share

Read automatically from the filing

Fortress Investment Group LLC Odd lots go first

Dutch auction · Closed 2016-03-04 · Under 100 shares · $4.75 a share

Read automatically from the filing

Intrawest Resorts Holdings, Inc. Odd lots go first

Dutch auction · Closed 2016-02-10 · Under 100 shares · $10.00 a share

Read automatically from the filing

New Senior Investment Group Inc. Odd lots go first

Dutch auction · Closed 2016-01-19 · Under 100 shares · $10.00 a share

Read automatically from the filing

FRANKLIN COVEY CO FC Terms unclear

Dutch auction · Closed 2016-01-12 · Under 100 shares · $15.50 to $17.75 a share

Unclear — read the filing yourself

INSPERITY, INC. NSP Odd lots go first

Dutch auction · Closed 2016-01-07 · Under 100 shares · $43.50 to $50.00 a share

Read automatically from the filing

COPART INC CPRT No odd-lot preference

Dutch auction · Closed 2015-12-23 · Under 100 shares · $38.00 to $41.00 a share

Unclear — read the filing yourself

Fly Leasing Ltd Terms unclear

Dutch auction · Closed 2015-12-16 · Under 100 shares · $12.70 to $14.25 a share

Unclear — read the filing yourself

WILLIS LEASE FINANCE CORP WLFC Odd lots go first

Dutch auction · Closed 2015-12-16 · Under 100 shares · $15.50 to $18.00 a share

Read automatically from the filing

NCR CORP VYX Terms unclear

Dutch auction · Closed 2015-12-11 · Under 100 shares · $26.00 to $29.50 a share

Unclear — read the filing yourself

MAM SOFTWARE GROUP, INC. No odd-lot preference

Fixed price · Closed 2015-12-01 · Under 100 shares · $7.50 a share

Unclear — read the filing yourself

THERAVANCE INC INVA Terms unclear

Dutch auction · Closed 2015-12-01 · Under 100 shares · $8.50 to $9.25 a share

Unclear — read the filing yourself

H&R BLOCK INC HRB Terms unclear

Dutch auction · Closed 2015-10-02 · Under 100 shares · $32.25 to $37.00 a share

Unclear — read the filing yourself

Actions Semiconductor Co., Ltd. Terms unclear

Closed 2015-09-29

Unclear — read the filing yourself

ST JOE CO JOE No odd-lot preference

Fixed price · Closed 2015-09-22 · Under 100 shares · $18.00 a share

Read automatically from the filing

HENNESSY ADVISORS INC HNNA No odd-lot preference

Fixed price · Closed 2015-09-18 · Under 100 shares · $25.00 a share

Unclear — read the filing yourself

Tempus Applied Solutions Holdings, Inc. No odd-lot preference

Closed 2015-09-11

Read automatically from the filing

NAM TAI PROPERTY INC. NTPIF No odd-lot preference

Fixed price · Closed 2015-09-04 · Under 100 shares · $5.50 a share

Unclear — read the filing yourself

Motorola Solutions, Inc. MSI No odd-lot preference

Dutch auction · Closed 2015-09-03 · Under 100 shares · $61.00 to $66.50 a share

Unclear — read the filing yourself

TIER REIT INC Odd lots go first

Dutch auction · Closed 2015-08-19 · Under 100 shares

Unclear — read the filing yourself

National Bank Holdings Corp NBHC No odd-lot preference

Closed 2015-07-31 · Under 100 shares · $19.60 to $22.50 a share

Read automatically from the filing

CRYO CELL INTERNATIONAL INC CCEL No odd-lot preference

Fixed price · Closed 2015-07-28 · Under 100 shares · $3.25 a share

Read automatically from the filing

COPART INC CPRT No odd-lot preference

Dutch auction · Closed 2015-07-06 · Under 100 shares · $34.75 to $36.00 a share

Unclear — read the filing yourself

EMCORE CORP EMKR Terms unclear

Dutch auction · Closed 2015-06-15 · Under 100 shares · $6.25 to $6.75 a share

Unclear — read the filing yourself

KCG Holdings, Inc. Odd lots go first

Dutch auction · Closed 2015-06-02 · Under 100 shares · $13.50 a share

Read automatically from the filing

CELESTICA INC CLS Terms unclear

Dutch auction · Closed 2015-06-01 · Under 100 shares · $11.70 to $13.30 a share

Unclear — read the filing yourself

NAM TAI PROPERTY INC. NTPIF No odd-lot preference

Fixed price · Closed 2015-05-29 · Under 100 shares · $5.50 a share

Unclear — read the filing yourself

AAR CORP AIR Odd lots go first

Dutch auction · Closed 2015-05-22 · Under 100 shares · $29.00 to $32.00 a share

Read automatically from the filing

INTELLIGENT SYSTEMS CORP CCRD Odd lots go first

Dutch auction · Closed 2015-05-19 · Under 100 shares · $2.55 to $3.00 a share

Read automatically from the filing

Chart Acquisition Corp. No odd-lot preference

Fixed price · Closed 2015-05-18 · $10.00 a share

Read automatically from the filing

Renren Inc. MTBLY Not traded — nothing to buy

Dutch auction · Closed 2015-04-29 · Under 100 shares · $2.40 to $2.75 a share

Read automatically from the filing

SL INDUSTRIES INC Odd lots go first

Dutch auction · Closed 2015-04-23 · Under 100 shares · $42.00 a share

Read automatically from the filing

ITEX CORP No odd-lot preference

Fixed price · Closed 2015-04-15 · Under 100 shares · $4.00 a share

Read automatically from the filing

Malibu Boats Holdings, LLC Odd lots go first

Dutch auction · Closed 2015-04-09 · Under 100 shares · $21.00 to $23.50 a share

Read automatically from the filing

FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY FREVS Terms unclear

Fixed price · Closed 2015-03-20 · Under 100 shares · $23.00 a share

Unclear — read the filing yourself

Fidelity National Financial, Inc. FNF Terms unclear

Dutch auction · Closed 2015-03-20 · Under 100 shares · $14.30 to $15.40 a share

Unclear — read the filing yourself

NICHOLAS FINANCIAL INC NICK Terms unclear

Dutch auction · Closed 2015-03-13 · Under 100 shares · $14.60 to $15.60 a share

Unclear — read the filing yourself

SILGAN HOLDINGS INC SLGN Odd lots go first

Dutch auction · Closed 2015-03-10 · Under 100 shares · $54.75 to $58.50 a share

Read automatically from the filing

EXFO INC. Odd lots go first

Dutch auction · Closed 2015-02-13 · Under 100 shares · CAD $4.20 to $4.60 a share

Read automatically from the filing

Hennessy Capital Acquisition Corp. BLBD No odd-lot preference

Fixed price · Closed 2015-02-13 · $10.00 a share

Read automatically from the filing

TUCOWS INC /PA/ TCX Terms unclear

Dutch auction · Closed 2015-01-07 · $16.50 to $18.50 a share

Unclear — read the filing yourself

Monogram Residential Trust, Inc. Odd lots go first

Dutch auction · Closed 2014-12-19 · Under 100 shares · $10.00 a share

Read automatically from the filing

MCG CAPITAL CORP No odd-lot preference

Dutch auction · Closed 2014-12-03 · Under 100 shares · $3.25 to $3.75 a share

Unclear — read the filing yourself

FRESH DEL MONTE PRODUCE INC FDP Odd lots go first

Dutch auction · Closed 2014-12-02 · Under 100 shares · $30.50 to $34.50 a share

Read automatically from the filing

Chemtura CORP Odd lots go first

Dutch auction · Closed 2014-12-01 · Under 100 shares · $21.50 to $24.50 a share

Read automatically from the filing

CREDIT ACCEPTANCE CORP CACC No odd-lot preference

Fixed price · Closed 2014-10-20 · Under 100 shares · $125.54 a share

Read automatically from the filing

GP STRATEGIES CORP Odd lots go first, market status unclear

Dutch auction · Closed 2014-09-29 · Under 100 shares · $26.00 to $29.00 a share

Unclear — read the filing yourself

Actions Semiconductor Co., Ltd. Terms unclear

Closed 2014-09-18

Unclear — read the filing yourself

Global Eagle Entertainment Inc. No odd-lot preference

Closed 2014-09-11

Read automatically from the filing

FBR & Co. No odd-lot preference

Dutch auction · Closed 2014-08-20 · Under 100 shares · $28.00 to $29.00 a share

Unclear — read the filing yourself

GSI TECHNOLOGY INC GSIT Terms unclear

Dutch auction · Closed 2014-08-06 · Under 100 shares · $6.50 to $6.70 a share

Unclear — read the filing yourself

Quinpario Acquisition Corp. Terms unclear

Fixed price · Closed 2014-07-07 · $10.00 a share

Unclear — read the filing yourself

CREDIT ACCEPTANCE CORP CACC No odd-lot preference

Fixed price · Closed 2014-06-16 · Under 100 shares · $125.58 a share

Read automatically from the filing

BELK INC Not traded — nothing to buy

Fixed price · Closed 2014-05-21 · Under 100 shares · $48.10 a share

Read automatically from the filing

New York REIT, Inc. Not traded — nothing to buy

Fixed price · Closed 2014-05-12 · Under 100 shares · $10.75 a share

Read automatically from the filing

MORGAN STANLEY ASIA-PACIFIC FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closed 2014-04-02 · Under 100 shares

Unclear — read the filing yourself

Genpact LTD G Terms unclear

Dutch auction · Closed 2014-04-02 · Under 100 shares · $18.00 a share

Unclear — read the filing yourself

CREDIT ACCEPTANCE CORP CACC No odd-lot preference

Fixed price · Closed 2014-03-26 · Under 100 shares · $133.35 a share

Read automatically from the filing

CENTRAL PACIFIC FINANCIAL CORP CPF Odd lots go first

Dutch auction · Closed 2014-03-21 · Under 100 shares · $21.00 a share

Unclear — read the filing yourself

HELEN OF TROY LTD HELE Terms unclear

Dutch auction · Closed 2014-03-10 · Under 100 shares · $66.50 a share

Unclear — read the filing yourself

OUTERWALL INC Terms unclear

Dutch auction · Closed 2014-03-07 · Under 100 shares · $66.82 to $76.32 a share

Unclear — read the filing yourself

STR HOLDINGS, INC. Odd lots go first

Dutch auction · Closed 2014-03-03 · Under 100 shares

Unclear — read the filing yourself

SWISS HELVETIA FUND, INC. SWZ Terms unclear

Priced at a percentage of net asset value · Closed 2014-02-11 · Under 100 shares

Unclear — read the filing yourself

BLUE RIDGE REAL ESTATE CO Terms unclear

Closed 2014-01-17 · $11.00 a share

Unclear — read the filing yourself

TARO PHARMACEUTICAL INDUSTRIES LTD No odd-lot preference

Dutch auction · Closed 2013-12-23 · Under 100 shares · $97.50 a share

Unclear — read the filing yourself

MORGAN STANLEY INDIA INVESTMENT FUND, INC. IIF Terms unclear

Priced at a percentage of net asset value · Closed 2013-11-18 · Under 100 shares

Unclear — read the filing yourself

TURKISH INVESTMENT FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closed 2013-11-18 · Under 100 shares

Unclear — read the filing yourself

POLYCOM INC Terms unclear

Dutch auction · Closed 2013-10-30 · Under 100 shares · $10.00 to $11.50 a share

Unclear — read the filing yourself

TechTarget Inc TTGT Odd lots go first

Fixed price · Closed 2013-10-24 · Under 100 shares · $5.00 a share

Read automatically from the filing

THAI FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closed 2013-09-09 · Under 100 shares

Unclear — read the filing yourself

SYSWIN Inc. Terms unclear

Fixed price · Closed 2013-08-26 · $2.00 to $2.10 a share

Unclear — read the filing yourself

CANANDAIGUA NATIONAL CORP Terms unclear

Fixed price · Closed 2013-08-12 · $161.00 a share

Unclear — read the filing yourself

Cole Real Estate Investments, Inc. Odd lots go first

Dutch auction · Closed 2013-08-08 · Under 100 shares

Read automatically from the filing

Geeknet, Inc No odd-lot preference

Dutch auction · Closed 2013-07-15 · Under 100 shares · $12.00 to $14.00 a share

Unclear — read the filing yourself

CHAMBERS STREET PROPERTIES Odd lots go first

Dutch auction · Closed 2013-06-19 · Under 100 shares · $10.10 a share

Read automatically from the filing

FBR & Co. No odd-lot preference

Dutch auction · Closed 2013-06-18 · Under 100 shares · $22.50 to $23.50 a share

Unclear — read the filing yourself

MORGAN STANLEY ASIA-PACIFIC FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closed 2013-06-10

Unclear — read the filing yourself

HARMONIC INC HLIT Terms unclear

Dutch auction · Closed 2013-05-24 · Under 100 shares · $5.75 to $6.25 a share

Unclear — read the filing yourself

BELK INC Not traded — nothing to buy

Fixed price · Closed 2013-05-22 · Under 100 shares · $35.00 to $40.70 a share

Read automatically from the filing

FORRESTER RESEARCH, INC. FORR Odd lots go first

Dutch auction · Closed 2013-05-01 · Under 100 shares

Read automatically from the filing

VICOR CORP VICR Odd lots go first

Dutch auction · Closed 2013-04-22 · Under 100 shares

Read automatically from the filing

SUNLINK HEALTH SYSTEMS INC SSY Terms unclear

Closed 2013-03-26 · $1.50 a share

Unclear — read the filing yourself

AuRico Gold Inc. Odd lots go first

Dutch auction · Closed 2013-01-23 · Under 100 shares · $8.30 to $9.30 a share

Read automatically from the filing

TUCOWS INC /PA/ TCX No odd-lot preference

Dutch auction · Closed 2013-01-04 · $1.35 to $1.50 a share

Read automatically from the filing

VICOR CORP VICR Odd lots go first

Dutch auction · Closed 2012-12-21 · Under 100 shares

Read automatically from the filing

INSPERITY, INC. NSP Odd lots go first

Dutch auction · Closed 2012-12-21 · Under 100 shares · $27.00 to $31.00 a share

Read automatically from the filing

SILGAN HOLDINGS INC SLGN Odd lots go first

Dutch auction · Closed 2012-12-18 · Under 100 shares · $40.75 to $45.25 a share

Read automatically from the filing

FBR & Co. No odd-lot preference

Closed 2012-12-18 · Under 100 shares · $3.00 to $3.25 a share

Read automatically from the filing

CELESTICA INC CLS Terms unclear

Dutch auction · Closed 2012-12-03 · Under 100 shares · $7.00 to $8.00 a share

Unclear — read the filing yourself

MORGAN STANLEY ASIA-PACIFIC FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closed 2012-11-16

Unclear — read the filing yourself

AMERICAN DEFENSE SYSTEMS INC Terms unclear

Closed 2012-09-25

Unclear — read the filing yourself

SURMODICS INC SRDX Odd lots go first

Dutch auction · Closed 2012-09-05 · Under 100 shares · $17.00 to $19.00 a share

Read automatically from the filing

AOL Inc. Terms unclear

Dutch auction · Closed 2012-08-02 · Under 100 shares · $27.00 to $30.00 a share

Unclear — read the filing yourself

NABI BIOPHARMACEUTICALS VXRT Terms unclear

Dutch auction · Closed 2012-07-30 · $1.58 to $1.72 a share

Unclear — read the filing yourself

AMERICAN DEFENSE SYSTEMS INC Terms unclear

Closed 2012-07-27

Unclear — read the filing yourself

CHINA FUND INC CHN Terms unclear

Closed 2012-07-23

Unclear — read the filing yourself

HEALTHCARE TRUST OF AMERICA, INC. HR Odd lots go first

Dutch auction · Closed 2012-07-18 · $9.84 a share

Unclear — read the filing yourself

THERAGENICS CORP Odd lots go first

Dutch auction · Closed 2012-07-11 · Under 100 shares · $2.00 to $2.40 a share

Read automatically from the filing

MORGAN STANLEY INDIA INVESTMENT FUND, INC. IIF Terms unclear

Closed 2012-07-10

Unclear — read the filing yourself

LATIN AMERICAN DISCOVERY FUND, INC. Terms unclear

Closed 2012-07-10

Unclear — read the filing yourself

MORGAN STANLEY EASTERN EUROPE FUND, INC. Terms unclear

Closed 2012-07-10

Unclear — read the filing yourself

MORGAN STANLEY EMERGING MARKETS FUND INC Terms unclear

Closed 2012-07-10

Unclear — read the filing yourself

TURKISH INVESTMENT FUND, INC. Terms unclear

Closed 2012-07-10

Unclear — read the filing yourself

CREDIT ACCEPTANCE CORP CACC No odd-lot preference

Fixed price · Closed 2012-06-29 · Under 100 shares · $84.45 a share

Read automatically from the filing

EMPIRE RESOURCES INC /NEW/ No odd-lot preference

Fixed price · Closed 2012-06-29 · Under 100 shares · $3.00 a share

Read automatically from the filing

SL INDUSTRIES INC Odd lots go first

Dutch auction · Closed 2012-06-27 · Under 100 shares · $13.50 a share

Read automatically from the filing

JAKKS PACIFIC INC JAKK Terms unclear

Fixed price · Closed 2012-06-27 · Under 100 shares · $20.00 a share

Unclear — read the filing yourself

MORGAN STANLEY ASIA-PACIFIC FUND, INC. Terms unclear

Closed 2012-06-14

Unclear — read the filing yourself

TAIWAN FUND INC TWN Terms unclear

Closed 2012-06-13

Unclear — read the filing yourself

Whitestone REIT Operating Partnership, L.P. Terms unclear

Closed 2012-06-08

Unclear — read the filing yourself

Whitestone REIT WSR Terms unclear

Closed 2012-06-08

Unclear — read the filing yourself

Global Indemnity plc GBLI Odd lots go first

Dutch auction · Closed 2012-06-08 · Under 100 shares

Read automatically from the filing

FBR & Co. No odd-lot preference

Dutch auction · Closed 2012-06-06 · Under 100 shares · $2.75 to $3.00 a share

Unclear — read the filing yourself

VALIDUS HOLDINGS LTD Odd lots go first

Dutch auction · Closed 2012-06-05 · Under 100 shares

Read automatically from the filing

BELK INC Not traded — nothing to buy

Fixed price · Closed 2012-05-21 · Under 100 shares · $23.40 to $39.50 a share

Read automatically from the filing

GigOptix, Inc. Not traded — nothing to buy

Dutch auction · Closed 2012-05-15 · Under 100 shares · $2.85 to $3.10 a share

Read automatically from the filing

WebMD Health Corp. No odd-lot preference

Dutch auction · Closed 2012-04-03 · Under 100 shares · $24.50 a share

Unclear — read the filing yourself

American Realty Capital Trust, Inc. Terms unclear

Dutch auction · Closed 2012-03-28 · Under 100 shares · $10.50 to $11.00 a share

Unclear — read the filing yourself

FBL FINANCIAL GROUP INC Odd lots go first

Dutch auction · Closed 2012-03-27 · Under 100 shares

Read automatically from the filing

WHITE MOUNTAINS INSURANCE GROUP LTD WTM Terms unclear

Fixed price · Closed 2012-03-22 · Under 100 shares · $500.00 a share

Unclear — read the filing yourself

SINGAPORE FUND INC/MD/ Terms unclear

Priced at a percentage of net asset value · Closed 2012-03-14 · Under 100 shares

Unclear — read the filing yourself

Mastech Holdings, Inc. MHH No odd-lot preference

Dutch auction · Closed 2012-03-07 · $4.65 to $5.50 a share

Read automatically from the filing

JARDEN CORP Terms unclear

Dutch auction · Closed 2012-03-05 · Under 100 shares · $30.00 to $33.00 a share

Unclear — read the filing yourself

TUCOWS INC /PA/ TCX No odd-lot preference

Dutch auction · Closed 2012-01-20 · $0.73 to $0.77 a share

Read automatically from the filing

Whitestone REIT Operating Partnership, L.P. Terms unclear

Closed 2012-01-11

Unclear — read the filing yourself

Whitestone REIT WSR Terms unclear

Closed 2012-01-11

Unclear — read the filing yourself

EMMIS COMMUNICATIONS CORP Terms unclear

Dutch auction · Closed 2011-12-30 · Under 100 shares · $12.50 to $15.56 a share

Unclear — read the filing yourself

FBR & Co. No odd-lot preference

Dutch auction · Closed 2011-12-28 · Under 100 shares · $1.80 to $2.00 a share

Unclear — read the filing yourself

SHAW GROUP INC Terms unclear

Dutch auction · Closed 2011-12-08 · Under 100 shares · $22.25 to $25.25 a share

Unclear — read the filing yourself

AMGEN INC AMGN Terms unclear

Dutch auction · Closed 2011-12-07 · Under 100 shares · $54.00 to $60.00 a share

Unclear — read the filing yourself

NEUSTAR INC Terms unclear

Dutch auction · Closed 2011-12-02 · $31.25 to $36.00 a share

Unclear — read the filing yourself

Lightstone Value Plus Real Estate Investment Trust, Inc. Not traded — nothing to buy

Closed 2011-12-01

Read automatically from the filing

NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC NRO Terms unclear

Priced at a percentage of net asset value · Closed 2011-11-29

Unclear — read the filing yourself

GLEACHER & COMPANY, INC. No odd-lot preference

Closed 2011-11-22 · Under 100 shares · $1.30 to $1.55 a share

Read automatically from the filing

MORGAN STANLEY ASIA-PACIFIC FUND, INC. Terms unclear

Closed 2011-11-14

Unclear — read the filing yourself

WHITE MOUNTAINS INSURANCE GROUP LTD WTM Terms unclear

Dutch auction · Closed 2011-11-14 · Under 100 shares · $385.00 to $425.00 a share

Unclear — read the filing yourself

MALAYSIA FUND INC Terms unclear

Closed 2011-11-14

Unclear — read the filing yourself

Whitestone REIT Operating Partnership, L.P. Terms unclear

Closed 2011-10-03

Unclear — read the filing yourself

WHITE MOUNTAINS INSURANCE GROUP LTD WTM Terms unclear

Dutch auction · Closed 2011-09-15 · Under 100 shares · $385.00 to $435.00 a share

Unclear — read the filing yourself

FBR & Co. No odd-lot preference

Fixed price · Closed 2011-08-29 · Under 100 shares · $3.05 a share

Unclear — read the filing yourself

UNITED CAPITAL CORP /DE/ No odd-lot preference

Fixed price · Closed 2011-07-25 · Under 100 shares · $21.00 to $26.00 a share

Read automatically from the filing

MORGAN STANLEY ASIA-PACIFIC FUND, INC. Terms unclear

Closed 2011-06-09

Unclear — read the filing yourself

MALAYSIA FUND INC Terms unclear

Closed 2011-06-09

Unclear — read the filing yourself

H&Q LIFE SCIENCES INVESTORS HQL Terms unclear

Priced at a percentage of net asset value · Closed 2011-05-31

Unclear — read the filing yourself

GlobalOptions Group, Inc. No odd-lot preference

Fixed price · Closed 2011-05-25 · Under 100 shares · $2.60 a share

Read automatically from the filing

BELK INC Not traded — nothing to buy

Fixed price · Closed 2011-05-13 · Under 100 shares · $16.25 to $25.25 a share

Read automatically from the filing

BALLY TECHNOLOGIES, INC. Terms unclear

Dutch auction · Closed 2011-05-06 · Under 100 shares · $34.50 to $40.00 a share

Unclear — read the filing yourself

COHERENT INC Terms unclear

Dutch auction · Closed 2011-03-11 · Under 100 shares · $53.00 to $59.00 a share

Unclear — read the filing yourself

CREDIT ACCEPTANCE CORP CACC No odd-lot preference

Fixed price · Closed 2011-03-10 · Under 100 shares

Read automatically from the filing

NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC NRO Terms unclear

Priced at a percentage of net asset value · Closed 2011-01-19

Unclear — read the filing yourself

GlobalOptions Group, Inc. No odd-lot preference

Fixed price · Closed 2010-12-29 · Under 100 shares · $2.40 a share

Read automatically from the filing

TPC Group Inc. Odd lots go first

Dutch auction · Closed 2010-12-23 · Under 100 shares · $24.50 to $27.50 a share

Read automatically from the filing

Tree.com, Inc. TREE Terms unclear

Dutch auction · Closed 2010-12-17 · Under 100 shares · $7.25 to $7.75 a share

Unclear — read the filing yourself

KOREA EQUITY FUND INC Terms unclear

Priced at a percentage of net asset value · Closed 2010-12-17

Unclear — read the filing yourself

TechTarget Inc TTGT Odd lots go first

Fixed price · Closed 2010-12-09 · Under 100 shares · $6.00 a share

Read automatically from the filing

VALIDUS HOLDINGS LTD Terms unclear

Dutch auction · Closed 2010-12-08 · Under 100 shares · $30.00 a share

Unclear — read the filing yourself

SunAmerica Focused Alpha Large-Cap Fund, Inc. Terms unclear

Closed 2010-11-18

Unclear — read the filing yourself

SunAmerica Focused Alpha Large-Cap Fund, Inc. Terms unclear

Closed 2010-11-18

Unclear — read the filing yourself

SunAmerica Focused Alpha Growth Fund, Inc. Terms unclear

Closed 2010-11-18

Unclear — read the filing yourself

SunAmerica Focused Alpha Growth Fund, Inc. Terms unclear

Closed 2010-11-18

Unclear — read the filing yourself

SILGAN HOLDINGS INC SLGN Odd lots go first

Dutch auction · Closed 2010-11-08 · Under 100 shares · $31.25 to $35.25 a share

Read automatically from the filing

Highland Special Situations Fund Not traded — nothing to buy

Closed 2010-10-21

Read automatically from the filing

BRT REALTY TRUST BRT No odd-lot preference

Fixed price · Closed 2010-10-20 · Under 100 shares · $6.30 a share

Read automatically from the filing

TUCOWS INC /PA/ TCX No odd-lot preference

Dutch auction · Closed 2010-10-19 · $0.61 to $0.70 a share

Read automatically from the filing

SL INDUSTRIES INC Odd lots go first

Dutch auction · Closed 2010-10-13 · Under 100 shares · $14.50 a share

Read automatically from the filing

CASEYS GENERAL STORES INC CASY Terms unclear

Dutch auction · Closed 2010-08-25 · Under 100 shares · $38.00 to $40.00 a share

Unclear — read the filing yourself

GLOBAL SOURCES LTD /BERMUDA Terms unclear

Fixed price · Closed 2010-07-28 · $9.00 a share

Unclear — read the filing yourself

CREDIT ACCEPTANCE CORP CACC No odd-lot preference

Dutch auction · Closed 2010-07-19 · Under 100 shares · $50.00 a share

Read automatically from the filing

NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC NRO Terms unclear

Priced at a percentage of net asset value · Closed 2010-07-09

Unclear — read the filing yourself

VALIDUS HOLDINGS LTD Odd lots go first

Dutch auction · Closed 2010-06-08 · Under 100 shares

Read automatically from the filing

ABERDEEN CHILE FUND, INC. AEF Terms unclear

Priced at a percentage of net asset value · Closed 2010-05-28

Unclear — read the filing yourself

BELK INC Not traded — nothing to buy

Fixed price · Closed 2010-05-18 · Under 100 shares · $26.00 a share

Read automatically from the filing

WebMD Health Corp. No odd-lot preference

Fixed price · Closed 2010-04-08 · Under 100 shares · $45.80 a share

Unclear — read the filing yourself

MDS INC. Odd lots go first

Dutch auction · Closed 2010-03-29 · Under 100 shares

Read automatically from the filing

MBIA CAPITAL/CLAYMORE MAN DUR INV GRD MUNI FUND Terms unclear

Closed 2010-03-12

Unclear — read the filing yourself

SONOSITE INC Terms unclear

Dutch auction · Closed 2010-02-19 · Under 100 shares · $26.10 to $30.00 a share

Unclear — read the filing yourself

TUCOWS INC /PA/ TCX No odd-lot preference

Dutch auction · Closed 2010-01-13 · $0.61 to $0.70 a share

Read automatically from the filing

ELECTRONICS FOR IMAGING INC Terms unclear

Dutch auction · Closed 2009-12-18 · Under 100 shares · $11.25 to $12.75 a share

Unclear — read the filing yourself

CTM MEDIA HOLDINGS, INC. IDWM Terms unclear

Fixed price · Closed 2009-12-16 · $1.10 a share

Unclear — read the filing yourself

WebMD Health Corp. No odd-lot preference

Fixed price · Closed 2009-12-10 · Under 100 shares · $37.00 a share

Unclear — read the filing yourself

LIBERTY BANCORP INC Terms unclear

Fixed price · Closed 2009-11-20 · $15.00 a share

Unclear — read the filing yourself

NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC Terms unclear

Priced at a percentage of net asset value · Closed 2009-10-16

Unclear — read the filing yourself

NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC Terms unclear

Priced at a percentage of net asset value · Closed 2009-10-16

Unclear — read the filing yourself

NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC NRO Terms unclear

Priced at a percentage of net asset value · Closed 2009-10-16

Unclear — read the filing yourself

Cardiome Pharma Corp Terms unclear

Dutch auction · Closed 2009-10-06 · Under 100 shares · $4.25 to $5.10 a share

Unclear — read the filing yourself

TUCOWS INC /PA/ TCX No odd-lot preference

Dutch auction · Closed 2009-10-02 · $0.40 to $0.60 a share

Read automatically from the filing

ASA LTD ASA Terms unclear

Closed 2009-10-02

Unclear — read the filing yourself

WILSHIRE ENTERPRISES INC Terms unclear

Fixed price · Closed 2009-09-04 · Under 100 shares · $2.00 a share

Unclear — read the filing yourself

MEXICO EQUITY & INCOME FUND INC MXE Terms unclear

Priced at net asset value · Closed 2009-08-14

Unclear — read the filing yourself

EMERALD DAIRY INC Not traded — nothing to buy

Closed 2009-07-24

Read automatically from the filing

QUEST SOFTWARE INC Terms unclear

Dutch auction · Closed 2009-06-30 · Under 100 shares · $12.50 to $14.00 a share

Unclear — read the filing yourself

TELULAR CORP No odd-lot preference

Closed 2009-06-16 · Under 100 shares

Read automatically from the filing

NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC Terms unclear

Priced at a percentage of net asset value · Closed 2009-05-29

Unclear — read the filing yourself

NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC Terms unclear

Priced at a percentage of net asset value · Closed 2009-05-29

Unclear — read the filing yourself

NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC NRO Terms unclear

Priced at a percentage of net asset value · Closed 2009-05-29

Unclear — read the filing yourself

NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC Terms unclear

Priced at a percentage of net asset value · Closed 2009-05-29

Unclear — read the filing yourself

NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC Terms unclear

Priced at a percentage of net asset value · Closed 2009-05-29

Unclear — read the filing yourself

NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND Terms unclear

Priced at a percentage of net asset value · Closed 2009-05-29

Unclear — read the filing yourself

NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC NBH Terms unclear

Priced at a percentage of net asset value · Closed 2009-05-29

Unclear — read the filing yourself

BELK INC Not traded — nothing to buy

Fixed price · Closed 2009-05-19 · Under 100 shares · $11.90 a share

Read automatically from the filing

AWARE INC /MA/ AWRE Odd lots go first

Closed 2009-04-02 · Under 100 shares · $1.80 to $2.60 a share

Read automatically from the filing

Avantair, Inc Terms unclear

Closed 2009-02-23

Unclear — read the filing yourself

Qatar Telecom (Qtel) Q.S.C. Terms unclear

Closed 2009-02-18

Unclear — read the filing yourself

QLT INC/BC Terms unclear

Dutch auction · Closed 2009-01-15 · Under 100 shares · $2.20 to $2.50 a share

Unclear — read the filing yourself

uWink, Inc. Terms unclear

Fixed price · Closed 2009-01-15 · $2.00 a share

Unclear — read the filing yourself

MEXICO EQUITY & INCOME FUND INC MXE Terms unclear

Priced at net asset value · Closed 2008-12-26

Unclear — read the filing yourself

Primoris Services CORP PRIM Terms unclear

Dutch auction · Closed 2008-12-24 · $0.85 to $1.20 a share

Unclear — read the filing yourself

ACTUATE CORP Terms unclear

Dutch auction · Closed 2008-12-18 · Under 100 shares · $3.15 to $3.40 a share

Unclear — read the filing yourself

EXFO ELECTRO OPTICAL ENGINEERING INC Terms unclear

Dutch auction · Closed 2008-12-16 · Under 100 shares · CAD $3.40 to $3.90 a share

Unclear — read the filing yourself

Avantair, Inc Terms unclear

Closed 2008-12-12

Unclear — read the filing yourself

Avantair, Inc Terms unclear

Closed 2008-12-12

Unclear — read the filing yourself

B PLUS H OCEAN CARRIERS LTD Terms unclear

Dutch auction · Closed 2008-11-17 · Under 100 shares · $4.00 to $5.00 a share

Unclear — read the filing yourself

KAISER VENTURES LLC Not traded — nothing to buy

Fixed price · Closed 2008-11-14

Read automatically from the filing

BELLAVISTA CAPITAL INC Not traded — nothing to buy

Fixed price · Closed 2008-09-19 · $1.75 a share

Read automatically from the filing

CLEARONE COMMUNICATIONS INC CLRO Terms unclear

Dutch auction · Closed 2008-09-16 · Under 100 shares · $4.00 to $5.00 a share

Unclear — read the filing yourself

EXTREME NETWORKS INC EXTR Terms unclear

Dutch auction · Closed 2008-09-12 · Under 100 shares · $3.30 to $3.70 a share

Unclear — read the filing yourself

WILLIAMS INDUSTRIES INC Terms unclear

Fixed price · Closed 2008-08-18 · $2.75 a share

Unclear — read the filing yourself

CYBEROPTICS CORP No odd-lot preference

Dutch auction · Closed 2008-07-29 · Under 100 shares · $8.75 to $10.75 a share

Read automatically from the filing

ASA LTD ASA Terms unclear

Priced at a percentage of net asset value · Closed 2008-07-25

Unclear — read the filing yourself

WESTERN ASSET INFLATION MANAGEMENT FUND INC. Odd lots go first

Closed 2008-07-15 · Under 100 shares

Read automatically from the filing

WESTERN ASSET MUNICIPAL PARTNERS FUND INC. Odd lots go first

Closed 2008-07-15 · Under 100 shares

Read automatically from the filing

DWS GLOBAL COMMODITIES STOCK FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closed 2008-07-14 · Under 100 shares

Unclear — read the filing yourself

MEXICO EQUITY & INCOME FUND INC MXE Terms unclear

Priced at net asset value · Closed 2008-06-27

Unclear — read the filing yourself

ACE Aviation Holdings Inc. Odd lots go first

Dutch auction · Closed 2008-06-18 · Under 100 shares · CAD $21.00 to $24.00 a share

Read automatically from the filing

NightHawk Radiology Holdings Inc Odd lots go first

Dutch auction · Closed 2008-06-13 · Under 100 shares · $7.45 to $8.05 a share

Read automatically from the filing

CITADEL BROADCASTING CORP Terms unclear

Closed 2008-06-05

Unclear — read the filing yourself

BELK INC Not traded — nothing to buy

Fixed price · Closed 2008-05-21 · Under 100 shares · $25.60 a share

Read automatically from the filing

ATS CORP Terms unclear

Closed 2008-05-06

Unclear — read the filing yourself

COMMUNITY VALLEY BANCORP No odd-lot preference

Fixed price · Closed 2008-04-28 · Under 100 shares · $13.00 a share

Read automatically from the filing

BELLAVISTA CAPITAL INC Not traded — nothing to buy

Fixed price · Closed 2008-04-25 · $2.00 a share

Read automatically from the filing

SYBASE INC Terms unclear

Dutch auction · Closed 2008-04-07 · Under 100 shares · $28.00 to $30.00 a share

Unclear — read the filing yourself

CHARLOTTE RUSSE HOLDING INC Terms unclear

Dutch auction · Closed 2008-03-20 · Under 100 shares · $18.00 to $20.00 a share

Unclear — read the filing yourself

STEVEN MADDEN, LTD. SHOO Terms unclear

Dutch auction · Closed 2008-03-18 · Under 100 shares · $16.50 to $20.00 a share

Unclear — read the filing yourself

COHERENT INC Terms unclear

Dutch auction · Closed 2008-03-17 · Under 100 shares · $26.00 to $29.50 a share

Unclear — read the filing yourself

DIAMOND MANAGEMENT & TECHNOLOGY CONSULTANTS, INC. Terms unclear

Dutch auction · Closed 2008-03-11 · Under 100 shares · $5.25 to $6.00 a share

Unclear — read the filing yourself

LOOKSMART LTD Odd lots go first

Fixed price · Closed 2008-02-13 · Under 100 shares · $3.40 to $4.15 a share

Unclear — read the filing yourself

DWS GLOBAL COMMODITIES STOCK FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closed 2008-02-06

Unclear — read the filing yourself

NEW GERMANY FUND INC GF Terms unclear

Priced at a percentage of net asset value · Closed 2008-02-01

Unclear — read the filing yourself

Alsius Corp Terms unclear

Closed 2008-01-18

Unclear — read the filing yourself

PINNACLE BANCSHARES INC Terms unclear

Closed 2008-01-18

Unclear — read the filing yourself

WESTERN ASSET INFLATION MANAGEMENT FUND INC. Odd lots go first

Closed 2008-01-15 · Under 100 shares

Read automatically from the filing

WESTERN ASSET MUNICIPAL PARTNERS FUND INC. Odd lots go first

Closed 2008-01-15 · Under 100 shares

Read automatically from the filing

ACE Aviation Holdings Inc. Odd lots go first

Dutch auction · Closed 2008-01-10 · Under 100 shares · CAD $27.70 to $30.00 a share

Read automatically from the filing

IKON OFFICE SOLUTIONS INC Terms unclear

Dutch auction · Closed 2007-12-19 · Under 100 shares · $13.00 to $15.00 a share

Unclear — read the filing yourself

MEXICO EQUITY & INCOME FUND INC MXE Terms unclear

Priced at net asset value · Closed 2007-11-16

Unclear — read the filing yourself

MFS GOVERNMENT MARKETS INCOME TRUST MGF Terms unclear

Closed 2007-11-14 · Under 100 shares

Unclear — read the filing yourself

BELLAVISTA CAPITAL INC Not traded — nothing to buy

Fixed price · Closed 2007-11-05 · $2.00 a share

Read automatically from the filing

Sun American Bancorp Terms unclear

Closed 2007-10-24 · $3.38 to $10.00 a share

Unclear — read the filing yourself

Sun American Bancorp Terms unclear

Closed 2007-10-24 · $3.38 to $10.00 a share

Unclear — read the filing yourself

DITECH NETWORKS INC Terms unclear

Dutch auction · Closed 2007-09-28 · Under 100 shares · $4.90 to $5.50 a share

Unclear — read the filing yourself

ALDILA INC Terms unclear

Dutch auction · Closed 2007-09-21 · Under 100 shares · $15.10 to $16.85 a share

Unclear — read the filing yourself

MAGNA INTERNATIONAL INC MGA Odd lots go first

Dutch auction · Closed 2007-09-20 · $76.50 to $91.50 a share

Unclear — read the filing yourself

AGILYSYS INC AGYS Terms unclear

Dutch auction · Closed 2007-09-19 · Under 100 shares · $16.25 to $18.50 a share

Unclear — read the filing yourself

INTEGRATED SILICON SOLUTION INC Terms unclear

Dutch auction · Closed 2007-09-14 · Under 100 shares · $5.70 to $6.30 a share

Unclear — read the filing yourself

MIDDLETON DOLL CO Terms unclear

Fixed price · Closed 2007-09-13 · Under 100 shares · $14.00 a share

Unclear — read the filing yourself

INTEGRAL SYSTEMS INC /MD/ Terms unclear

Fixed price · Closed 2007-09-11 · Under 100 shares · $27.00 a share

Unclear — read the filing yourself

HUDSON TECHNOLOGIES INC /NY HDSN No odd-lot preference

Fixed price · Closed 2007-09-07 · Under 100 shares · $1.12 a share

Read automatically from the filing

HEWITT ASSOCIATES INC Terms unclear

Closed 2007-09-05 · Under 100 shares · $28.75 to $32.00 a share

Unclear — read the filing yourself

CME GROUP INC. CME No odd-lot preference

Fixed price · Closed 2007-08-29 · Under 100 shares · $560.00 a share

Unclear — read the filing yourself

FARMERS CAPITAL BANK CORP Terms unclear

Dutch auction · Closed 2007-08-16 · Under 100 shares · $31.00 to $35.00 a share

Unclear — read the filing yourself

DOMINION RESOURCES INC /VA/ D Terms unclear

Dutch auction · Closed 2007-08-07 · Under 100 shares · $82.00 to $92.00 a share

Unclear — read the filing yourself

SCHWAB CHARLES CORP SCHW Terms unclear

Dutch auction · Closed 2007-07-31 · Under 100 shares · $19.50 to $22.50 a share

Unclear — read the filing yourself

WESTERN ASSET INFLATION MANAGEMENT FUND INC. Odd lots go first

Closed 2007-07-23 · Under 100 shares

Read automatically from the filing

BELLAVISTA CAPITAL INC Not traded — nothing to buy

Fixed price · Closed 2007-07-13 · $2.40 a share

Read automatically from the filing

NASHUA CORP No odd-lot preference

Fixed price · Closed 2007-06-28 · Under 100 shares · $10.50 a share

Read automatically from the filing

BROOKS AUTOMATION INC AZTA Terms unclear

Dutch auction · Closed 2007-06-28 · Under 100 shares · $16.50 to $19.00 a share

Unclear — read the filing yourself

BIOGEN IDEC INC. BIIB Terms unclear

Dutch auction · Closed 2007-06-26 · Under 100 shares · $47.00 to $53.00 a share

Unclear — read the filing yourself

DOCUMENT SCIENCES CORP Terms unclear

Dutch auction · Closed 2007-06-15 · Under 100 shares · $6.00 to $6.50 a share

Unclear — read the filing yourself

ENTEGRIS INC ENTG Terms unclear

Dutch auction · Closed 2007-06-08 · Under 100 shares · $11.00 to $12.25 a share

Unclear — read the filing yourself

ASSET ACCEPTANCE CAPITAL CORP Terms unclear

Dutch auction · Closed 2007-06-07 · Under 100 shares · $18.25 to $20.00 a share

Unclear — read the filing yourself

NAVIGANT CONSULTING INC Terms unclear

Dutch auction · Closed 2007-06-07 · Under 100 shares · $22.50 a share

Unclear — read the filing yourself

TRIBUNE CO No odd-lot preference

Dutch auction · Closed 2007-05-24 · Under 100 shares · $30.00 to $34.00 a share

Unclear — read the filing yourself

BELK INC Not traded — nothing to buy

Fixed price · Closed 2007-05-22 · Under 100 shares · $31.00 a share

Read automatically from the filing

PREMIERE GLOBAL SERVICES, INC. No odd-lot preference

Fixed price · Closed 2007-05-21 · Under 100 shares · $12.65 a share

Read automatically from the filing

OLD SECOND BANCORP INC OSBC Terms unclear

Fixed price · Closed 2007-05-15 · Under 100 shares · $30.00 a share

Unclear — read the filing yourself

CVS/CAREMARK CORP CVS No odd-lot preference

Fixed price · Closed 2007-04-24 · Under 100 shares · $35.00 a share

Unclear — read the filing yourself

COMM BANCORP INC Terms unclear

Dutch auction · Closed 2007-04-13 · $46.00 to $52.00 a share

Unclear — read the filing yourself

Liberty Global, Inc. Terms unclear

Dutch auction · Closed 2007-04-03 · Under 100 shares · $28.20 to $31.00 a share

Unclear — read the filing yourself

Celanese CORP CE Terms unclear

Dutch auction · Closed 2007-04-03 · Under 100 shares · $28.00 to $30.50 a share

Unclear — read the filing yourself

BELDEN CDT INC. BDC Terms unclear

Closed 2007-04-02

Unclear — read the filing yourself

ATLAS AMERICA INC Terms unclear

Dutch auction · Closed 2007-03-09 · Under 100 shares · $52.00 to $54.00 a share

Unclear — read the filing yourself

NATIONAL CITY CORP Terms unclear

Dutch auction · Closed 2007-02-28 · Under 100 shares · $35.00 to $38.75 a share

Unclear — read the filing yourself

SPORT HALEY INC Terms unclear

Dutch auction · Closed 2007-02-01 · Under 100 shares · $4.80 to $5.30 a share

Unclear — read the filing yourself

NETMANAGE INC Terms unclear

Fixed price · Closed 2007-01-22 · $5.25 a share

Unclear — read the filing yourself

WEIGHT WATCHERS INTERNATIONAL INC WW Terms unclear

Dutch auction · Closed 2007-01-18 · Under 100 shares · $47.00 to $54.00 a share

Unclear — read the filing yourself

WESTERN ASSET INFLATION MANAGEMENT FUND INC. Odd lots go first

Closed 2007-01-17 · Under 100 shares

Read automatically from the filing

WESTERN ASSET MUNICIPAL PARTNERS FUND INC. Odd lots go first

Closed 2007-01-17 · Under 100 shares

Read automatically from the filing

CBRL GROUP INC CBRL No odd-lot preference

Closed 2007-01-11 · Under 100 shares · $42.00 to $46.00 a share

Read automatically from the filing

CHARTER FINANCIAL CORP/GA Terms unclear

Dutch auction · Closed 2007-01-03 · Under 100 shares · $43.00 to $52.00 a share

Unclear — read the filing yourself

MIDDLETON DOLL CO Terms unclear

Fixed price · Closed 2006-12-19 · Under 100 shares · $16.25 a share

Unclear — read the filing yourself

JACK IN THE BOX INC /NEW/ JACK Terms unclear

Dutch auction · Closed 2006-12-19 · Under 100 shares · $55.00 to $61.00 a share

Unclear — read the filing yourself

CLEARONE COMMUNICATIONS INC CLRO Terms unclear

Closed 2006-12-06 · Under 100 shares · $4.25 a share

Unclear — read the filing yourself

EMDEON CORP No odd-lot preference

Fixed price · Closed 2006-12-04 · Under 100 shares · $12.25 a share

Read automatically from the filing

WENDYS INTERNATIONAL INC Terms unclear

Dutch auction · Closed 2006-11-16 · $33.00 to $36.00 a share

Unclear — read the filing yourself

BELLAVISTA CAPITAL INC Not traded — nothing to buy

Fixed price · Closed 2006-11-10 · $2.25 a share

Read automatically from the filing

KOREA FUND INC KF Terms unclear

Priced at a percentage of net asset value · Closed 2006-10-27

Unclear — read the filing yourself

LAWSON PRODUCTS INC/NEW/DE/ DSGR Terms unclear

Closed 2006-10-05 · Under 100 shares · $37.50 to $43.00 a share

Unclear — read the filing yourself

BIRNER DENTAL MANAGEMENT SERVICES INC Odd lots go first

Fixed price · Closed 2006-09-29 · Under 100 shares · $28.00 a share

Read automatically from the filing

FIRST WILKOW VENTURE Not traded — nothing to buy

Closed 2006-09-29

Read automatically from the filing

CREDIT ACCEPTANCE CORPORATION CACC Terms unclear

Dutch auction · Closed 2006-09-26 · Under 100 shares · $28.00 to $31.50 a share

Unclear — read the filing yourself

BRINKER INTERNATIONAL INC EAT Terms unclear

Dutch auction · Closed 2006-09-26 · Under 100 shares · $35.25 to $38.50 a share

Unclear — read the filing yourself

REALOGY CORP Terms unclear

Closed 2006-09-26 · Under 100 shares · $20.00 to $23.00 a share

Unclear — read the filing yourself

ALLIANCE SEMICONDUCTOR CORP /DE/ Terms unclear

Dutch auction · Closed 2006-09-22 · Under 100 shares · $2.75 to $3.00 a share

Unclear — read the filing yourself

SONIC CORP Terms unclear

Dutch auction · Closed 2006-09-22 · Under 100 shares · $19.50 to $22.00 a share

Unclear — read the filing yourself

CA, INC. Terms unclear

Closed 2006-09-14 · $22.50 to $24.50 a share

Unclear — read the filing yourself

INTERNATIONAL PAPER CO /NEW/ IP Terms unclear

Dutch auction · Closed 2006-09-13 · Under 100 shares · $36.00 a share

Unclear — read the filing yourself

ACXIOM CORP RAMP Terms unclear

Dutch auction · Closed 2006-09-12 · $25.00 to $27.00 a share

Unclear — read the filing yourself

Liberty Global, Inc. Terms unclear

Dutch auction · Closed 2006-09-08 · Under 100 shares · $22.00 to $25.00 a share

Unclear — read the filing yourself

QLT INC/BC Terms unclear

Dutch auction · Closed 2006-09-08 · Under 100 shares · $7.00 to $8.00 a share

Unclear — read the filing yourself

MIRANT CORP Terms unclear

Dutch auction · Closed 2006-08-21 · Under 100 shares · $25.75 to $29.00 a share

Unclear — read the filing yourself

MICROSOFT CORP MSFT Terms unclear

Dutch auction · Closed 2006-08-17 · Under 100 shares · $22.50 to $24.75 a share

Unclear — read the filing yourself

BEVERLY HILLS BANCORP INC Terms unclear

Dutch auction · Closed 2006-08-14 · Under 100 shares · $9.00 to $10.00 a share

Unclear — read the filing yourself

LAIDLAW INTERNATIONAL INC Terms unclear

Dutch auction · Closed 2006-08-07 · Under 100 shares · $25.50 to $28.50 a share

Unclear — read the filing yourself

PRE PAID LEGAL SERVICES INC Terms unclear

Fixed price · Closed 2006-08-02 · Under 100 shares · $35.00 a share

Unclear — read the filing yourself

SALOMON BROTHERS INFLATION MANAGEMENT FUND INC Terms unclear

Closed 2006-07-28

Unclear — read the filing yourself

SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC Terms unclear

Closed 2006-07-28

Unclear — read the filing yourself

TRIBUNE CO Terms unclear

Dutch auction · Closed 2006-06-26 · Under 100 shares · $28.00 to $32.50 a share

Unclear — read the filing yourself

CUMULUS MEDIA INC CMLS Terms unclear

Dutch auction · Closed 2006-06-14 · Under 100 shares · $11.00 to $12.50 a share

Unclear — read the filing yourself

SYMS CORP TPHS Terms unclear

Closed 2006-05-26 · Under 100 shares · $16.00 to $18.00 a share

Unclear — read the filing yourself

DICON FIBEROPTICS INC Not traded — nothing to buy

Fixed price · Closed 2006-05-22 · $1.00 a share

Read automatically from the filing

DICON FIBEROPTICS INC Not traded — nothing to buy

Fixed price · Closed 2006-05-22 · $1.00 a share

Read automatically from the filing

BELK INC Not traded — nothing to buy

Fixed price · Closed 2006-05-15 · Under 100 shares · $19.00 a share

Read automatically from the filing

CBRL GROUP INC CBRL Terms unclear

Dutch auction · Closed 2006-04-27 · Under 100 shares · $42.00 to $46.00 a share

Unclear — read the filing yourself

EVERGREEN UTILITIES & HIGH INCOME FUND ERH Odd lots go first, market status unclear

Closed 2006-04-24 · Under 100 shares · $21.98 a share

Unclear — read the filing yourself

CAMDEN NATIONAL CORP CAC Terms unclear

Dutch auction · Closed 2006-04-21 · Under 100 shares · $36.50 to $40.25 a share

Unclear — read the filing yourself

AUTONATION INC /FL AN No odd-lot preference

Fixed price · Closed 2006-04-12 · Under 100 shares · $23.00 a share

Read automatically from the filing

UNITY HOLDINGS INC Terms unclear

Fixed price · Closed 2006-03-31 · Under 100 shares · $26.00 a share

Unclear — read the filing yourself

SCHULMAN A INC Terms unclear

Dutch auction · Closed 2006-03-29 · Under 100 shares · $21.00 to $24.00 a share

Unclear — read the filing yourself

CENTRAL VERMONT PUBLIC SERVICE CORP Terms unclear

Closed 2006-03-15 · Under 100 shares

Unclear — read the filing yourself

CREDIT ACCEPTANCE CORPORATION CACC Terms unclear

Dutch auction · Closed 2006-03-13 · Under 100 shares · $21.00 to $25.00 a share

Unclear — read the filing yourself

AFFILIATED COMPUTER SERVICES INC Terms unclear

Fixed price · Closed 2006-03-10 · Under 100 shares · $56.00 to $63.00 a share

Unclear — read the filing yourself

INTERNATIONAL GAME TECHNOLOGY Terms unclear

Closed 2006-03-09

Unclear — read the filing yourself

TRANS LUX CORP TNLX Terms unclear

Closed 2006-03-06

Unclear — read the filing yourself

KOREA FUND INC KF Terms unclear

Closed 2006-02-16

Unclear — read the filing yourself

MID WISCONSIN FINANCIAL SERVICES INC Terms unclear

Fixed price · Closed 2006-01-31 · Under 100 shares · $36.00 a share

Unclear — read the filing yourself

CPI CORP Terms unclear

Fixed price · Closed 2006-01-30 · Under 100 shares · $17.00 to $20.00 a share

Unclear — read the filing yourself

EVERGREEN UTILITIES & HIGH INCOME FUND ERH Odd lots go first, market status unclear

Closed 2006-01-20 · Under 100 shares · $24.10 a share

Unclear — read the filing yourself

DUNDEE CORP Odd lots go first

Fixed price · Closed 2006-01-20 · Under 100 shares · $25.50 to $29.50 a share

Read automatically from the filing

DOVER DOWNS GAMING & ENTERTAINMENT INC Terms unclear

Fixed price · Closed 2006-01-19 · Under 100 shares · $14.50 a share

Unclear — read the filing yourself

UNITED CAPITAL CORP /DE/ Terms unclear

Dutch auction · Closed 2006-01-10 · Under 100 shares · $23.50 to $24.50 a share

Unclear — read the filing yourself

MASSEY ENERGY CO Terms unclear

Closed 2005-12-22

Unclear — read the filing yourself

FIRST CHOICE HEALTH NETWORK INC Terms unclear

Closed 2005-12-20

Unclear — read the filing yourself

AGILENT TECHNOLOGIES INC A Terms unclear

Dutch auction · Closed 2005-12-13 · Under 100 shares · $32.00 to $37.00 a share

Unclear — read the filing yourself

EUROPEAN EQUITY FUND, INC / MD EEA Terms unclear

Closed 2005-12-12

Unclear — read the filing yourself

FIRST FINANCIAL BANCORP /OH/ FFBC Terms unclear

Dutch auction · Closed 2005-12-02 · Under 100 shares · $17.50 to $19.50 a share

Unclear — read the filing yourself

BROOKFIELD HOMES CORP Terms unclear

Fixed price · Closed 2005-11-15 · Under 100 shares · $55.00 a share

Unclear — read the filing yourself

HCA INC/TN HCA Terms unclear

Closed 2005-11-14 · Under 100 shares · $43.00 to $50.00 a share

Unclear — read the filing yourself

EVERGREEN UTILITIES & HIGH INCOME FUND ERH Odd lots go first, market status unclear

Closed 2005-10-27 · Under 100 shares · $25.61 a share

Unclear — read the filing yourself

DYCOM INDUSTRIES INC DY Terms unclear

Dutch auction · Closed 2005-10-11 · Under 100 shares · $18.50 to $21.00 a share

Unclear — read the filing yourself

EMTEC INC/NJ No odd-lot preference

Fixed price · Closed 2005-10-04 · Under 100 shares · $1.92 a share

Read automatically from the filing

CENTRAL PARKING CORP Terms unclear

Dutch auction · Closed 2005-09-30 · Under 100 shares · $14.50 to $16.75 a share

Unclear — read the filing yourself

EGL INC Terms unclear

Dutch auction · Closed 2005-09-28 · Under 100 shares · $22.50 to $26.00 a share

Unclear — read the filing yourself

DOVER MOTORSPORTS INC Terms unclear

Fixed price · Closed 2005-09-08 · Under 100 shares · $7.00 a share

Unclear — read the filing yourself

NATURES SUNSHINE PRODUCTS INC NATR Terms unclear

Dutch auction · Closed 2005-09-01 · Under 100 shares · $21.00 to $22.25 a share

Unclear — read the filing yourself

ADVANCED NUTRACEUTICALS INC/TX No odd-lot preference

Fixed price · Closed 2005-08-25 · Under 100 shares · $4.25 a share

Read automatically from the filing

BRAZIL FUND INC Terms unclear

Priced at a percentage of net asset value · Closed 2005-08-25

Unclear — read the filing yourself

EXAR CORP Terms unclear

Dutch auction · Closed 2005-08-23 · Under 100 shares · $15.00 to $17.00 a share

Unclear — read the filing yourself

KOREA FUND INC KF Terms unclear

Priced at a percentage of net asset value · Closed 2005-08-19

Unclear — read the filing yourself

PERFORMANCE FOOD GROUP CO Terms unclear

Dutch auction · Closed 2005-08-11 · Under 100 shares · $27.50 to $31.50 a share

Unclear — read the filing yourself

EVERGREEN UTILITIES & HIGH INCOME FUND ERH Terms unclear

Closed 2005-07-22 · Under 100 shares · $23.77 a share

Unclear — read the filing yourself

BOOKS A MILLION INC Terms unclear

Dutch auction · Closed 2005-07-21 · Under 100 shares · $8.75 to $10.00 a share

Unclear — read the filing yourself

MYLAN LABORATORIES INC No odd-lot preference

Dutch auction · Closed 2005-07-15 · $18.00 to $20.50 a share

Read automatically from the filing

C & F FINANCIAL CORP CFFI Terms unclear

Closed 2005-06-30 · Under 100 shares · $34.81 to $40.50 a share

Unclear — read the filing yourself

WELLSFORD REAL PROPERTIES INC Terms unclear

Dutch auction · Closed 2005-06-30 · $13.75 to $15.44 a share

Unclear — read the filing yourself

LATIN AMERICAN DISCOVERY FUND INC Terms unclear

Closed 2005-06-15

Unclear — read the filing yourself

EMMIS COMMUNICATIONS CORP Terms unclear

Dutch auction · Closed 2005-06-13 · Under 100 shares · $17.25 to $19.75 a share

Unclear — read the filing yourself

MEADWESTVACO CORP Terms unclear

Closed 2005-06-08 · Under 100 shares · $28.25 to $32.50 a share

Unclear — read the filing yourself

CONTINENTAL MATERIALS CORP Terms unclear

Dutch auction · Closed 2005-05-20 · $27.50 to $30.50 a share

Unclear — read the filing yourself

KERR MCGEE CORP /DE Odd lots go first

Dutch auction · Closed 2005-05-18 · Under 100 shares · $85.00 to $92.00 a share

Read automatically from the filing

DELTA & PINE LAND CO Terms unclear

Closed 2005-05-17 · Under 100 shares · $25.00 to $28.75 a share

Unclear — read the filing yourself

TNS INC Terms unclear

Fixed price · Closed 2005-05-03 · Under 100 shares · $18.00 to $18.50 a share

Unclear — read the filing yourself

CSS INDUSTRIES INC No odd-lot preference

Dutch auction · Closed 2005-03-04 · $30.00 to $35.00 a share

Read automatically from the filing

BELLAVISTA CAPITAL INC Not traded — nothing to buy

Fixed price · Closed 2005-03-01 · $3.62 a share

Read automatically from the filing

PRESSURE BIOSCIENCES INC PBIO Terms unclear

Fixed price · Closed 2005-01-26 · Under 100 shares · $2.60 to $3.08 a share

Unclear — read the filing yourself

MEMBERWORKS INC Terms unclear

Dutch auction · Closed 2005-01-07 · Under 100 shares · $30.00 to $35.00 a share

Unclear — read the filing yourself

CPI CORP Terms unclear

Fixed price · Closed 2004-12-20 · Under 100 shares · $11.00 to $14.00 a share

Unclear — read the filing yourself

AMERUS GROUP CO/IA Terms unclear

Closed 2004-12-15

Unclear — read the filing yourself

HICKOK INC CRAWA Terms unclear

Closed 2004-12-15

Unclear — read the filing yourself

DOVER DOWNS GAMING & ENTERTAINMENT INC Terms unclear

Fixed price · Closed 2004-12-10 · Under 100 shares · $12.00 a share

Unclear — read the filing yourself

CMS ENERGY CORP CMS Terms unclear

Fixed price · Closed 2004-12-09 · $40.80 a share

Unclear — read the filing yourself

UNITED ONLINE INC Terms unclear

Dutch auction · Closed 2004-12-08 · Under 100 shares · $9.00 to $10.50 a share

Unclear — read the filing yourself

WELLS FINANCIAL CORP No odd-lot preference

Dutch auction · Closed 2004-11-19 · Under 100 shares · $29.50 to $31.50 a share

Read automatically from the filing

HCA INC/TN HCA Terms unclear

Closed 2004-11-10 · Under 100 shares · $35.00 to $41.00 a share

Unclear — read the filing yourself

PRICE LEGACY CORP Terms unclear

Priced at net asset value · Closed 2004-10-15

Unclear — read the filing yourself

RSV BANCORP INC Terms unclear

Dutch auction · Closed 2004-10-15 · Under 100 shares · $17.00 to $19.00 a share

Unclear — read the filing yourself

PROGRESSIVE CORP/OH/ PGR Odd lots go first

Dutch auction · Closed 2004-10-15 · Under 100 shares · $78.00 to $88.00 a share

Read automatically from the filing

TRAMMELL CROW CO Terms unclear

Dutch auction · Closed 2004-10-01 · Under 100 shares · $13.50 to $15.75 a share

Unclear — read the filing yourself

CREDIT ACCEPTANCE CORPORATION CACC Terms unclear

Dutch auction · Closed 2004-09-09 · Under 100 shares · $14.00 to $20.00 a share

Unclear — read the filing yourself

TAIWAN GREATER CHINA FUND Terms unclear

Closed 2004-09-03

Unclear — read the filing yourself

GARTNER INC IT Terms unclear

Fixed price · Closed 2004-07-30 · $12.50 to $13.50 a share

Unclear — read the filing yourself

FIRSTBANK CORP Terms unclear

Closed 2004-07-30 · Under 100 shares · $30.00 a share

Unclear — read the filing yourself

BLYTH INC Terms unclear

Dutch auction · Closed 2004-07-09 · Under 100 shares · $30.00 to $35.00 a share

Unclear — read the filing yourself

LOGANSPORT FINANCIAL CORP Terms unclear

Fixed price · Closed 2004-06-29 · $22.50 a share

Unclear — read the filing yourself

SONOMA VALLEY BANCORP No odd-lot preference

Closed 2004-05-14 · Under 100 shares · $35.00 a share

Read automatically from the filing

MAXUS REAL PROPERTY INVESTORS FOUR LP Not traded — nothing to buy

Fixed price · Closed 2004-04-27 · $500.00 a share

Read automatically from the filing

TORO CO TTC Terms unclear

Closed 2004-04-14 · Under 100 shares · $56.50 to $60.00 a share

Unclear — read the filing yourself

WATSON WYATT & CO HOLDINGS Terms unclear

Dutch auction · Closed 2004-04-02 · Under 100 shares · $23.00 to $25.25 a share

Unclear — read the filing yourself

CENTURY BUSINESS SERVICES INC CBZ No odd-lot preference

Fixed price · Closed 2004-04-01 · Under 100 shares · $5.00 a share

Read automatically from the filing

TRANS LUX CORP TNLX Terms unclear

Closed 2004-03-31

Unclear — read the filing yourself

TRANS LUX CORP TNLX Terms unclear

Closed 2004-03-31

Unclear — read the filing yourself

FIVE STAR PRODUCTS INC Terms unclear

Closed 2004-03-16 · Under 100 shares · $0.21 a share

Unclear — read the filing yourself

LATIN AMERICAN DISCOVERY FUND INC Terms unclear

Closed 2004-03-16

Unclear — read the filing yourself

KOREA FUND INC KF Terms unclear

Closed 2004-02-23

Unclear — read the filing yourself

CEMEX SA DE CV CX Terms unclear

Dutch auction · Closed 2004-01-26 · $26.20 a share

Unclear — read the filing yourself

CEMEX SA DE CV CX Terms unclear

Dutch auction · Closed 2004-01-22 · $26.20 a share

Unclear — read the filing yourself

AFTERMARKET TECHNOLOGY CORP Terms unclear

Dutch auction · Closed 2004-01-20 · Under 100 shares · $13.00 to $15.75 a share

Unclear — read the filing yourself

CREDIT ACCEPTANCE CORPORATION CACC Terms unclear

Dutch auction · Closed 2004-01-06 · Under 100 shares · $12.50 to $17.00 a share

Unclear — read the filing yourself

MEVC DRAPER FISHER JURVETSON FUND I INC Terms unclear

Priced at a percentage of net asset value · Closed 2003-12-31

Unclear — read the filing yourself

ANTHONY & SYLVAN POOLS CORP Terms unclear

Closed 2003-12-11

Unclear — read the filing yourself

BOGEN COMMUNICATIONS INTERNATIONAL INC Terms unclear

Dutch auction · Closed 2003-12-10 · Under 100 shares · $5.00 a share

Unclear — read the filing yourself

INTERGRAPH CORP Terms unclear

Dutch auction · Closed 2003-12-02 · Under 100 shares · $26.00 to $28.00 a share

Unclear — read the filing yourself

COLLINS INDUSTRIES INC Terms unclear

Closed 2003-11-21 · Under 100 shares

Unclear — read the filing yourself

CODDLE CREEK FINANCIAL CORP Terms unclear

Closed 2003-11-10

Unclear — read the filing yourself

CRAZY WOMAN CREEK BANCORP INC Terms unclear

Dutch auction · Closed 2003-11-04 · Under 100 shares · $16.00 to $18.25 a share

Unclear — read the filing yourself

CRAZY WOMAN CREEK BANCORP INC No odd-lot preference

Dutch auction · Closed 2003-11-04 · $16.00 to $18.25 a share

Read automatically from the filing

STIFEL FINANCIAL CORP SF Terms unclear

Fixed price · Closed 2003-10-10 · Under 100 shares · $13.25 a share

Unclear — read the filing yourself

MAIN STREET TRUST INC Terms unclear

Fixed price · Closed 2003-09-15 · Under 100 shares · $30.00 a share

Unclear — read the filing yourself

Closed 2003-09-02

Unclear — read the filing yourself

NORIMET LTD Terms unclear

Fixed price · Closed 2003-08-19 · $7.50 a share

Unclear — read the filing yourself

ZALE CORP Terms unclear

Dutch auction · Closed 2003-07-29 · Under 100 shares · $42.00 to $48.00 a share

Unclear — read the filing yourself

SUPERIOR CONSULTANT HOLDINGS CORP Terms unclear

Dutch auction · Closed 2003-07-14 · Under 100 shares · $2.85 to $3.60 a share

Unclear — read the filing yourself

MIRANT CORP Terms unclear

Closed 2003-07-14

Unclear — read the filing yourself

CENTURY BUSINESS SERVICES INC CBZ Terms unclear

Dutch auction · Closed 2003-07-09 · Under 100 shares · $3.00 to $3.30 a share

Unclear — read the filing yourself

HARRODSBURG FIRST FINANCIAL BANCORP INC Terms unclear

Dutch auction · Closed 2003-06-30 · Under 100 shares · $15.00 to $16.50 a share

Unclear — read the filing yourself

OLD SECOND BANCORP INC OSBC Terms unclear

Fixed price · Closed 2003-06-24 · Under 100 shares · $42.50 a share

Unclear — read the filing yourself

VODAVI TECHNOLOGY INC Terms unclear

Closed 2003-06-09 · Under 100 shares · $2.40 a share

Unclear — read the filing yourself

OLD STONE CORP Not traded — nothing to buy

Closed 2003-06-03

Read automatically from the filing

GATEWAY BANCSHARES INC /GA/ Terms unclear

Fixed price · Closed 2003-05-30 · $17.72 a share

Unclear — read the filing yourself

APOGENT TECHNOLOGIES INC Terms unclear

Dutch auction · Closed 2003-05-21 · Under 100 shares · $15.00 to $17.50 a share

Unclear — read the filing yourself

BELK INC Not traded — nothing to buy

Fixed price · Closed 2003-05-21 · Under 100 shares · $9.50 a share

Read automatically from the filing

CHESTER BANCORP INC Terms unclear

Closed 2003-05-16 · Under 500 shares

Unclear — read the filing yourself

CAP ROCK ENERGY CORP Terms unclear

Fixed price · Closed 2003-04-30 · Under 100 shares · $10.00 a share

Unclear — read the filing yourself

CORRECTIONS CORP OF AMERICA CXW Terms unclear

Fixed price · Closed 2003-04-29 · $26.00 a share

Unclear — read the filing yourself

QAD INC Terms unclear

Dutch auction · Closed 2003-04-21 · Under 100 shares

Unclear — read the filing yourself

RARE MEDIUM GROUP INC Not traded — nothing to buy

Fixed price · Closed 2003-04-16 · Under 100 shares · $1.00 a share

Read automatically from the filing

ATRION CORP Terms unclear

Fixed price · Closed 2003-04-14 · $23.00 a share

Unclear — read the filing yourself

FEDDERS CORP /DE Terms unclear

Closed 2003-03-18 · Under 100 shares

Unclear — read the filing yourself

BAYCORP HOLDINGS LTD Terms unclear

Fixed price · Closed 2003-03-18 · Under 100 shares · $14.85 a share

Unclear — read the filing yourself

LIBBEY INC Terms unclear

Dutch auction · Closed 2003-03-17 · Under 100 shares · $26.50 a share

Unclear — read the filing yourself

BROWN FORMAN CORP BF-A Terms unclear

Dutch auction · Closed 2003-03-04 · Under 100 shares · $63.00 to $73.00 a share

Unclear — read the filing yourself

INTERNAP NETWORK SERVICES CORP Terms unclear

Closed 2003-01-06

Unclear — read the filing yourself

CALIFORNIA INDEPENDENT BANCORP Terms unclear

Dutch auction · Closed 2002-12-30 · Under 100 shares · $22.00 to $25.00 a share

Unclear — read the filing yourself

UNITED STATES EXPLORATION INC Terms unclear

Fixed price · Closed 2002-12-23 · Under 100 shares · $1.50 a share

Unclear — read the filing yourself

DELTA GALIL INDUSTRIES LTD Terms unclear

Closed 2002-12-23 · $11.00 a share

Unclear — read the filing yourself

ZAPATA CORP SPB Terms unclear

Fixed price · Closed 2002-12-18 · $28.00 a share

Unclear — read the filing yourself

RALCORP HOLDINGS INC /MO Terms unclear

Dutch auction · Closed 2002-12-11 · Under 100 shares · $21.00 to $24.00 a share

Unclear — read the filing yourself

STATE FINANCIAL SERVICES CORP Terms unclear

Dutch auction · Closed 2002-12-06 · Under 100 shares · $14.00 to $16.50 a share

Unclear — read the filing yourself

FEDDERS CORP /DE Terms unclear

Closed 2002-11-27 · Under 100 shares

Unclear — read the filing yourself

GREEN MOUNTAIN POWER CORP Terms unclear

Dutch auction · Closed 2002-11-19 · Under 100 shares · $17.00 to $21.00 a share

Unclear — read the filing yourself

COMMUNITY BANCORP INC /MA/ Not traded — nothing to buy

Fixed price · Closed 2002-11-01 · $13.50 a share

Read automatically from the filing

THOMASVILLE BANCSHARES INC Terms unclear

Closed 2002-10-25 · Under 100 shares · $20.00 a share

Unclear — read the filing yourself

LTC PROPERTIES INC LTC Terms unclear

Fixed price · Closed 2002-10-22 · Under 100 shares · $8.50 a share

Unclear — read the filing yourself

VERMONT TEDDY BEAR CO INC Terms unclear

Fixed price · Closed 2002-09-27 · $3.50 a share

Unclear — read the filing yourself

INDIA FUND INC /NY NEW IFN Terms unclear

Closed 2002-09-27

Unclear — read the filing yourself

ENERGIZER HOLDINGS INC EPC Terms unclear

Dutch auction · Closed 2002-08-30 · Under 100 shares · $25.50 to $29.00 a share

Unclear — read the filing yourself

BOGEN COMMUNICATIONS INTERNATIONAL INC Terms unclear

Dutch auction · Closed 2002-08-13 · Under 100 shares · $4.00 a share

Unclear — read the filing yourself

FIRST NATIONAL OF NEBRASKA INC Terms unclear

Fixed price · Closed 2002-07-10 · Under 100 shares · $2,675.00 a share

Unclear — read the filing yourself

ASIA PACIFIC FUND INC Terms unclear

Closed 2002-06-28

Unclear — read the filing yourself

PUBCO CORP Terms unclear

Closed 2002-06-21 · Under 100 shares · $8.95 to $10.00 a share

Unclear — read the filing yourself

THISTLE GROUP HOLDINGS CO Terms unclear

Dutch auction · Closed 2002-06-20 · Under 100 shares · $11.50 to $12.50 a share

Unclear — read the filing yourself

GRANITE BROADCASTING CORP Terms unclear

Closed 2002-06-17 · Under 100 shares · $590.00 to $670.00 a share

Unclear — read the filing yourself

LONE STAR STEAKHOUSE & SALOON INC Terms unclear

Dutch auction · Closed 2002-06-14 · Under 100 shares · $20.50 to $22.50 a share

Unclear — read the filing yourself

MEXICO FUND INC MXF Terms unclear

Priced at a percentage of net asset value · Closed 2002-06-07

Unclear — read the filing yourself

DAVITA INC DVA Terms unclear

Dutch auction · Closed 2002-05-30 · $21.00 to $25.00 a share

Unclear — read the filing yourself

MORGAN STANLEY DEAN WITTER ASIA PACIFIC FUND INC Terms unclear

Closed 2002-05-17

Unclear — read the filing yourself

MORGAN STANLEY DEAN WITTER INDIA INVESTMENT IIF Terms unclear

Closed 2002-05-17

Unclear — read the filing yourself

LIBERTY MEDIA CORP /DE/ Terms unclear

Fixed price · Closed 2002-05-08 · $13.00 a share

Unclear — read the filing yourself

DAVITA INC DVA Terms unclear

Dutch auction · Closed 2002-05-03 · $22.00 to $26.00 a share

Unclear — read the filing yourself

S&K FAMOUS BRANDS INC Terms unclear

Fixed price · Closed 2002-04-26 · Under 100 shares · $11.00 a share

Unclear — read the filing yourself

DAVITA INC DVA Terms unclear

Dutch auction · Closed 2002-04-19 · Under 100 shares · $20.00 to $25.00 a share

Unclear — read the filing yourself

DAVITA INC DVA Terms unclear

Closed 2002-04-19

Unclear — read the filing yourself

SUMMIT BANK CORP Terms unclear

Dutch auction · Closed 2002-03-15 · Under 100 shares · $14.00 to $17.00 a share

Unclear — read the filing yourself

ASIA TIGERS FUND INC Terms unclear

Closed 2002-03-15

Unclear — read the filing yourself

HCB BANCSHARES INC Terms unclear

Closed 2002-03-01 · Under 100 shares · $12.75 to $14.75 a share

Unclear — read the filing yourself

ACADIA REALTY TRUST AKR Terms unclear

Dutch auction · Closed 2002-01-22 · Under 100 shares · $6.50 a share

Unclear — read the filing yourself

PROGRESSIVE ASSET MANAGEMENT INC Terms unclear

Closed 2002-01-18 · Under 100 shares

Unclear — read the filing yourself

MARITRANS INC /DE/ Terms unclear

Dutch auction · Closed 2002-01-18 · $11.00 to $12.50 a share

Unclear — read the filing yourself

DRESDNER RCM GLOBAL STRATEGIC INCOME FUND INC Terms unclear

Closed 2002-01-04

Unclear — read the filing yourself

ATRION CORP Terms unclear

Fixed price · Closed 2001-12-21 · $34.50 a share

Unclear — read the filing yourself

FRANKLIN COVEY CO FC Terms unclear

Closed 2001-12-21 · Under 100 shares

Unclear — read the filing yourself

WASHINGTON BANCORP Terms unclear

Dutch auction · Closed 2001-12-21 · Under 100 shares

Unclear — read the filing yourself

FIRST YEARS INC Terms unclear

Dutch auction · Closed 2001-12-20 · Under 100 shares · $10.65 to $12.65 a share

Unclear — read the filing yourself

INTERLIANT INC Terms unclear

Closed 2001-12-12

Unclear — read the filing yourself

ASIA PACIFIC FUND INC Terms unclear

Closed 2001-12-07

Unclear — read the filing yourself

APTIMUS INC Terms unclear

Fixed price · Closed 2001-11-15 · Under 100 shares · $0.24 to $0.50 a share

Unclear — read the filing yourself

LTC PROPERTIES INC LTC Terms unclear

Fixed price · Closed 2001-10-08 · Under 100 shares · $5.75 a share

Unclear — read the filing yourself

MORGAN STANLEY DEAN WITTER AFRICA INV FUND INC Terms unclear

Closed 2001-09-14

Unclear — read the filing yourself

NASB FINANCIAL INC Terms unclear

Fixed price · Closed 2001-09-12 · $15.00 a share

Unclear — read the filing yourself

STEELTON BANCORP INC Terms unclear

Dutch auction · Closed 2001-08-16 · Under 100 shares · $14.25 to $16.25 a share

Unclear — read the filing yourself

STEELTON BANCORP INC Terms unclear

Dutch auction · Closed 2001-08-16 · Under 100 shares · $14.25 to $16.25 a share

Unclear — read the filing yourself

CHESTER BANCORP INC Terms unclear

Fixed price · Closed 2001-08-15 · $17.75 a share

Unclear — read the filing yourself

TODD SHIPYARDS CORP Terms unclear

Dutch auction · Closed 2001-07-31 · Under 100 shares · $7.00 to $8.25 a share

Unclear — read the filing yourself

TEAM INC TISI Terms unclear

Fixed price · Closed 2001-06-06 · Under 100 shares · $3.00 a share

Unclear — read the filing yourself

GARAN INC No odd-lot preference

Fixed price · Closed 2001-06-06 · Under 100 shares

Read automatically from the filing

GARAN INC No odd-lot preference

Fixed price · Closed 2001-06-06 · Under 100 shares

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

Priority Income Fund, Inc. PRIF-PD Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

Altice USA, Inc. ATUS Terms unclear

Dutch auction · Closing date could not be read from the filing · $36.00 a share

Unclear — read the filing yourself

HAMPTON ROADS BANKSHARES INC Terms unclear

Fixed price · Closing date could not be read from the filing · $8.00 a share

Unclear — read the filing yourself

FASHIONMALL COM INC Terms unclear

Fixed price · Closing date could not be read from the filing · $2.50 a share

Unclear — read the filing yourself

PW EAGLE INC Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

FIRST FEDERAL BANCORPORATION /MN/ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

METRO GLOBAL MEDIA INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

DAVITA INC DVA Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

UNITED BANCORPORATION OF ALABAMA INC Terms unclear

Fixed price · Closing date could not be read from the filing · $31.00 a share

Unclear — read the filing yourself

MAIN STREET TRUST INC Terms unclear

Fixed price · Closing date could not be read from the filing · $23.00 a share

Unclear — read the filing yourself

MEXICO FUND INC MXF Terms unclear

Priced at a percentage of net asset value · Closing date could not be read from the filing

Unclear — read the filing yourself

INTERNAP NETWORK SERVICES CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

METRO GLOBAL MEDIA INC Terms unclear

Closing date could not be read from the filing · Under 40 shares

Unclear — read the filing yourself

METRO GLOBAL MEDIA INC Terms unclear

Closing date could not be read from the filing · Under 40 shares

Unclear — read the filing yourself

CEMEX SA DE CV CX Terms unclear

Dutch auction · Closing date could not be read from the filing · $26.20 a share

Unclear — read the filing yourself

HIA INC Terms unclear

Fixed price · Closing date could not be read from the filing · Under 100 shares · $0.50 a share

Unclear — read the filing yourself

IMS HEALTH INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

GERMAN AMERICAN BANCORP GABC Terms unclear

Closing date could not be read from the filing · $20.00 a share

Unclear — read the filing yourself

CALLOWAYS NURSERY INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

CALLOWAYS NURSERY INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

HORIZON GROUP PROPERTIES INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

HURCO COMPANIES INC HURC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

FOREVER ENTERPRISES INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

INTRUST FINANCIAL CORP / Terms unclear

Closing date could not be read from the filing · Under 100 shares · $145.00 to $155.00 a share

Unclear — read the filing yourself

BISHOP CAPITAL CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

CYAN INVESTMENTS LLC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

CRAMER INC Terms unclear

Fixed price · Closing date could not be read from the filing · Under 100 shares · $0.05 a share

Unclear — read the filing yourself

CRAMER INC Terms unclear

Fixed price · Closing date could not be read from the filing · Under 100 shares · $0.05 a share

Unclear — read the filing yourself

UNIVERSAL MONEY CENTERS INC Terms unclear

Priced at net asset value · Closing date could not be read from the filing · Under 250 shares

Unclear — read the filing yourself

SEIBELS BRUCE GROUP INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

INLAND RESOURCES INC Terms unclear

Closing date could not be read from the filing · Under 100 shares · $1.63 to $2.84 a share

Unclear — read the filing yourself

INLAND RESOURCES INC Terms unclear

Closing date could not be read from the filing · Under 100 shares · $1.63 to $2.84 a share

Unclear — read the filing yourself

AVIVA PETROLEUM INC /TX/ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

INVESTORSBANCORP INC Terms unclear

Closing date could not be read from the filing · Under 100 shares · $6.50 to $7.75 a share

Unclear — read the filing yourself

HFB FINANCIAL CORP Terms unclear

Closing date could not be read from the filing · Under 250 shares · $11.00 to $20.50 a share

Unclear — read the filing yourself

ACAP CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

VIACOM INC PARA No odd-lot preference

Closing date could not be read from the filing

Read automatically from the filing

UNITED COMMUNITY FINANCIAL CORP Terms unclear

Fixed price · Closing date could not be read from the filing · $12.50 a share

Unclear — read the filing yourself

EVERGREEN UTILITIES & HIGH INCOME FUND ERH Terms unclear

Closing date could not be read from the filing · Under 100 shares

Unclear — read the filing yourself

EVERGREEN UTILITIES & HIGH INCOME FUND ERH Terms unclear

Closing date could not be read from the filing · Under 100 shares

Unclear — read the filing yourself

KOREA FUND INC KF Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

ELBIT MEDICAL IMAGING LTD Terms unclear

Closing date could not be read from the filing · $11.40 a share

Unclear — read the filing yourself

MAXUS REAL PROPERTY INVESTORS FOUR LP Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

HANOVER FOODS CORP /PA/ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

KS BANCORP INC KSBI Terms unclear

Dutch auction · Closing date could not be read from the filing · Under 200 shares

Unclear — read the filing yourself

DARLINGTON COUNTY BANCSHARES INC Terms unclear

Dutch auction · Closing date could not be read from the filing · Under 500 shares

Unclear — read the filing yourself

DARLINGTON COUNTY BANCSHARES INC Terms unclear

Dutch auction · Closing date could not be read from the filing · Under 500 shares

Unclear — read the filing yourself

DARLINGTON COUNTY BANCSHARES INC Terms unclear

Dutch auction · Closing date could not be read from the filing · Under 500 shares

Unclear — read the filing yourself

MPSI SYSTEMS INC Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

MPSI SYSTEMS INC Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

MPSI SYSTEMS INC Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

SYLVAN INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

WAXMAN INDUSTRIES INC Terms unclear

Closing date could not be read from the filing · Under 100 shares · $6.50 to $8.75 a share

Unclear — read the filing yourself

AMBASSADOR FOOD SERVICES CORP Terms unclear

Priced at net asset value · Closing date could not be read from the filing · Under 30 shares

Unclear — read the filing yourself

AMBASSADOR FOOD SERVICES CORP Terms unclear

Priced at net asset value · Closing date could not be read from the filing · Under 30 shares

Unclear — read the filing yourself

AMBASSADOR FOOD SERVICES CORP Terms unclear

Closing date could not be read from the filing · Under 30 shares

Unclear — read the filing yourself

AMBASSADOR FOOD SERVICES CORP Terms unclear

Closing date could not be read from the filing · Under 30 shares

Unclear — read the filing yourself

CROWN ENERGY CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

CROWN ENERGY CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

CROWN ENERGY CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

WINTER SPORTS INC /NEW Not traded — nothing to buy

Closing date could not be read from the filing · Under 150 shares

Read automatically from the filing

Greenville Federal Financial CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Greenville Federal Financial CORP Terms unclear

Closing date could not be read from the filing · $6.50 to $7.50 a share

Unclear — read the filing yourself

BRISTOL MYERS SQUIBB CO BMY Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BRISTOL MYERS SQUIBB CO BMY Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

COLONIAL COMMERCIAL CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

COLONIAL COMMERCIAL CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

COLONIAL COMMERCIAL CORP Terms unclear

Fixed price · Closing date could not be read from the filing · $1.25 a share

Unclear — read the filing yourself

CLAYMORE DIVIDEND & INCOME FUND Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

CHINA BIOPHARMACEUTICALS HOLDINGS INC Terms unclear

Fixed price · Closing date could not be read from the filing · Under 100 shares · $1.75 a share

Unclear — read the filing yourself

XEDAR CORP Terms unclear

Closing date could not be read from the filing · Under 101 shares

Unclear — read the filing yourself

FANSTEEL INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

FANSTEEL INC Terms unclear

Closing date could not be read from the filing · $0.08 to $0.16 a share

Unclear — read the filing yourself

GANDER MOUNTAIN CO Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

GOLDMAN MICHAEL Terms unclear

Fixed price · Closing date could not be read from the filing · $1.25 a share

Unclear — read the filing yourself

ZAREBA SYSTEMS INC Not traded — nothing to buy

Closing date could not be read from the filing · Under 250 shares

Read automatically from the filing

Independent BancShares, Inc. Terms unclear

Closing date could not be read from the filing · Under 400 shares · $7.00 to $11.00 a share

Unclear — read the filing yourself

ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC. AEF Terms unclear

Priced at net asset value · Closing date could not be read from the filing

Unclear — read the filing yourself

ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC. AEF Terms unclear

Priced at net asset value · Closing date could not be read from the filing

Unclear — read the filing yourself

VILLAGEEDOCS INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

VILLAGEEDOCS INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

VILLAGEEDOCS INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

RIEDMAN JAMES R Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

ONE EARTH ENERGY LLC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

ONE EARTH ENERGY LLC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

COMTEX NEWS NETWORK INC Not traded — nothing to buy

Closing date could not be read from the filing · $0.20 to $0.25 a share

Read automatically from the filing

NEFFS BANCORP INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Chemspec International Ltd Terms unclear

Fixed price · Closing date could not be read from the filing

Unclear — read the filing yourself

Chemspec International Ltd Terms unclear

Fixed price · Closing date could not be read from the filing

Unclear — read the filing yourself

Funtalk China Holdings Ltd Terms unclear

Fixed price · Closing date could not be read from the filing · $4.60 to $8.61 a share

Unclear — read the filing yourself

Funtalk China Holdings Ltd Terms unclear

Fixed price · Closing date could not be read from the filing · $4.60 to $8.61 a share

Unclear — read the filing yourself

Funtalk China Holdings Ltd Terms unclear

Fixed price · Closing date could not be read from the filing · $4.60 to $8.61 a share

Unclear — read the filing yourself

Funtalk China Holdings Ltd Terms unclear

Fixed price · Closing date could not be read from the filing · $4.60 to $8.61 a share

Unclear — read the filing yourself

HESKA CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

COLUMBIA PROPERTY TRUST, INC. Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

HALLIBURTON CO HAL Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Dividend Capital Diversified Property Fund Inc. Terms unclear

Fixed price · Closing date could not be read from the filing · $7.51 a share

Unclear — read the filing yourself

GENERAL ELECTRIC CO GE Terms unclear

Closing date could not be read from the filing · Under 100 shares

Unclear — read the filing yourself

GENERAL ELECTRIC CO GE Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Malibu Boats, Inc. MBUU Terms unclear

Dutch auction · Closing date could not be read from the filing · $21.00 a share

Unclear — read the filing yourself

DOW CHEMICAL CO /DE/ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

DANAHER CORP /DE/ DHR Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Diversified Real Asset Income Fund Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Diversified Real Asset Income Fund Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

LOCKHEED MARTIN CORP LMT Terms unclear

Closing date could not be read from the filing · Under 100 shares

Unclear — read the filing yourself

EATON VANCE SENIOR INCOME TRUST EVF Not traded — nothing to buy

Priced at net asset value · Closing date could not be read from the filing

Read automatically from the filing

EATON VANCE SENIOR FLOATING RATE TRUST EFR Not traded — nothing to buy

Priced at net asset value · Closing date could not be read from the filing

Read automatically from the filing

PROCTER & GAMBLE CO PG Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

PROCTER & GAMBLE Co PG Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

NEW IRELAND FUND INC Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

Concord Medical Services Holdings Ltd CCM Not traded — nothing to buy

Fixed price · Closing date could not be read from the filing · $2.04 to $3.67 a share

Read automatically from the filing

Barings BDC, Inc. BBDC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Fortive Corp FTV Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

CVR Refining, LP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Brookfield Property REIT Inc. Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

JMP GROUP LLC Terms unclear

Closing date could not be read from the filing · $3.95 a share

Unclear — read the filing yourself

JMP GROUP LLC Terms unclear

Closing date could not be read from the filing · $3.25 a share

Unclear — read the filing yourself

Wheeler Real Estate Investment Trust, Inc. WHLR Terms unclear

Closing date could not be read from the filing · $15.50 a share

Unclear — read the filing yourself

Wheeler Real Estate Investment Trust, Inc. WHLR Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Pioneer Floating Rate Trust PHD Terms unclear

Priced at net asset value · Closing date could not be read from the filing

Unclear — read the filing yourself

Verso Corp Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

SAFEGUARD SCIENTIFICS INC SFES Terms unclear

Closing date could not be read from the filing · $9.00 a share

Unclear — read the filing yourself

ENCORE CAPITAL GROUP INC ECPG Odd lots go first

Dutch auction · Closing date could not be read from the filing · Under 100 shares · $52.00 to $60.00 a share

Read automatically from the filing

Eaton Vance Floating-Rate Income Trust EFT Terms unclear

Priced at net asset value · Closing date could not be read from the filing

Unclear — read the filing yourself

3M CO MMM Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Delaware Enhanced Global Dividend & Income Fund Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Energy & Resources Trust BGR Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Enhanced Equity Dividend Trust BDJ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Health Sciences Trust BME Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock ESG Capital Allocation Term Trust ECAT Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Health Sciences Term Trust BMEZ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Health Sciences Term Trust BMEZ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Capital Allocation Term Trust BCAT Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC. CII Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Innovation & Growth Term Trust BIGZ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Technology & Private Equity Term Trust BTX Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Enhanced International Dividend Trust BGY Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BLACKROCK MUNIVEST FUND, INC. MVF Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Science & Technology Term Trust BSTZ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Enhanced Global Dividend Trust BOE Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BlackRock Resources & Commodities Strategy Trust BCX Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

BLACKROCK MUNICIPAL INCOME FUND, INC. MUI Terms unclear

Priced at net asset value · Closing date could not be read from the filing

Unclear — read the filing yourself

CEDAR REALTY TRUST, INC. CDRPB Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

CEDAR REALTY TRUST, INC. CDRPB Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Tricon Residential Inc. Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

BEACON ROOFING SUPPLY INC BECN Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

MICROWAVE TRANSMISSION SYSTEMS INC Terms unclear

Fixed price · Closing date could not be read from the filing · $0.48 a share

Unclear — read the filing yourself

MICROWAVE TRANSMISSION SYSTEMS INC Terms unclear

Fixed price · Closing date could not be read from the filing · $0.48 a share

Unclear — read the filing yourself

BENCHMARK BANKSHARES INC BMBN Terms unclear

Fixed price · Closing date could not be read from the filing · $20.00 a share

Unclear — read the filing yourself

NOVEL DENIM HOLDINGS LTD Terms unclear

Fixed price · Closing date could not be read from the filing · $0.95 to $1.20 a share

Unclear — read the filing yourself

HEARTLAND BANCSHARES INC/FL Terms unclear

Dutch auction · Closing date could not be read from the filing · Under 501 shares

Unclear — read the filing yourself

UNITED TENNESSEE BANKSHARES INC Terms unclear

Dutch auction · Closing date could not be read from the filing · Under 200 shares

Unclear — read the filing yourself

MARLTON TECHNOLOGIES INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

PIONEER OIL & GAS Terms unclear

Closing date could not be read from the filing · Under 2000 shares

Unclear — read the filing yourself

PIONEER OIL & GAS Terms unclear

Closing date could not be read from the filing · Under 2000 shares

Unclear — read the filing yourself

PIONEER OIL & GAS Terms unclear

Closing date could not be read from the filing · Under 2000 shares

Unclear — read the filing yourself

PIONEER OIL & GAS Terms unclear

Closing date could not be read from the filing · Under 2000 shares

Unclear — read the filing yourself

FIRST CITIZENS BANC CORP /OH CIVB Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

DWS GLOBAL COMMODITIES STOCK FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closing date could not be read from the filing

Unclear — read the filing yourself

DWS GLOBAL COMMODITIES STOCK FUND, INC. Terms unclear

Priced at a percentage of net asset value · Closing date could not be read from the filing

Unclear — read the filing yourself

YADKIN VALLEY CO Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

DICON FIBEROPTICS INC Not traded — nothing to buy

Fixed price · Closing date could not be read from the filing · $5.00 a share

Read automatically from the filing

DICON FIBEROPTICS INC Not traded — nothing to buy

Fixed price · Closing date could not be read from the filing · $5.00 a share

Read automatically from the filing

DICON FIBEROPTICS INC Not traded — nothing to buy

Fixed price · Closing date could not be read from the filing · $5.00 a share

Read automatically from the filing

SWEDISH MATCH CORP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

FIRST COMMUNITY CORP /TN/ Terms unclear

Closing date could not be read from the filing · Under 300 shares

Unclear — read the filing yourself

FIRST COMMUNITY CORP /TN/ Terms unclear

Closing date could not be read from the filing · Under 300 shares

Unclear — read the filing yourself

FIRST COMMUNITY CORP /TN/ Terms unclear

Closing date could not be read from the filing · Under 300 shares

Unclear — read the filing yourself

FIRST COMMUNITY CORP /TN/ Terms unclear

Closing date could not be read from the filing · Under 300 shares

Unclear — read the filing yourself

MCDONALDS CORP MCD Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

YAK COMMUNICATIONS INC Terms unclear

Closing date could not be read from the filing · Under 100 shares

Unclear — read the filing yourself

SOUTH STREET FINANCIAL CORP Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

SCOTTS MIRACLE-GRO CO SMG Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

WEYERHAEUSER CO WY Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

WEYERHAEUSER CO WY Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

WEYERHAEUSER CO WY Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

SED INTERNATIONAL HOLDINGS INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

AMERICAN BANK INC Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

NORTHWAY FINANCIAL INC Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

NORTHWAY FINANCIAL INC Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

OHIO STATE BANCSHARES INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

OHIO STATE BANCSHARES INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

OHIO STATE BANCSHARES INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

COMMUNITY FINANCIAL SHARES INC Terms unclear

Fixed price · Closing date could not be read from the filing · $26.00 a share

Unclear — read the filing yourself

FIRST IPSWICH BANCORP /MA Terms unclear

Dutch auction · Closing date could not be read from the filing

Unclear — read the filing yourself

REGIONAL BANKSHARES INC Terms unclear

Closing date could not be read from the filing · Under 631 shares · $13.50 to $16.50 a share

Unclear — read the filing yourself

AF FINANCIAL GROUP Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

FIRST BANCSHARES INC /MO/ Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

LOEWS CORP L Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

China GrenTech CORP LTD Not traded — nothing to buy

Fixed price · Closing date could not be read from the filing · $3.10 a share

Read automatically from the filing

Yucheng Technologies LTD Terms unclear

Fixed price · Closing date could not be read from the filing · $3.80 a share

Unclear — read the filing yourself

China Executive Education Corp Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

China Executive Education Corp Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

3SBio Inc. Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

7 Days Group Holdings LTD Not traded — nothing to buy

Closing date could not be read from the filing · $11.74 to $16.78 a share

Read automatically from the filing

Tsingda eEDU Corp Terms unclear

Closing date could not be read from the filing · $1.00 to $3.00 a share

Unclear — read the filing yourself

NOAH EDUCATION HOLDINGS LTD. Not traded — nothing to buy

Closing date could not be read from the filing

Read automatically from the filing

NUVEEN QUALITY INCOME MUNICIPAL FUND INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

NUVEEN MUNICIPAL ADVANTAGE FUND INC Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 NZF Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND NVG Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself

Nuveen Global High Income Fund JGH Terms unclear

Closing date could not be read from the filing

Unclear — read the filing yourself