Odd Lot Index

GlobalOptions Group, Inc.

No odd-lot preference

Read automatically from the filing
This offer mentions odd lots only to say they get no special treatment. Odd-lot tenders are prorated like everyone else's.
StatusClosed
Closing date2010-12-29
How it is pricedFixed price
Odd-lot thresholdFewer than 100 shares
Must tender everything you holdYes
Must tick the odd-lot box on the formYes
Price offeredUSD $2.40 per share
Most an odd-lot tender could be$237.60

Where each of these comes from

Every line above was read out of the filing. Here is the wording it was read from, so you can check it.

election_required = True...o the expiration date by any odd lot holder (as defined below) who: (a) tenders all shares owned beneficially or of record by that odd lot holder (tenders of fewer than all the shares owned by that odd lot holder will not qualify for this preference); and (b) completes the section entitled “Odd Lots” in the Letter of Transmittal and, if applicable, in the Notice of Guaranteed Delivery. (2) Second, after the purchase of all of the shares tendered by odd lot holders, subject to the conditional tender provisions described in Section 6, GlobalOptions will purchase all other shares properly tendered and not properly 8 Table of Contents withdrawn prior to the expirati...
expiry = 2010-12-29...99waw1wi Table of Contents Exhibit (a)(1)(i) OFFER TO PURCHASE FOR CASH BY OF UP TO 10,000,000 SHARES OF ITS COMMON STOCK AT A PURCHASE PRICE OF $2.40 PER SHARE THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT (ONE MINUTE AFTER 11:59 P.M.), NEW YORK CITY TIME, ON DECEMBER 29, 2010, UNLESS THE TENDER OFFER IS EXTENDED. GlobalOptions Group, Inc., a Delaware corporation (“GlobalOptions,” “we” or “us”), is offering to purchase up to 10,000,000 shares of its common stock, par value $0.001 per share, at a price of $2.40 p...
listed = True...determination or judgment by GlobalOptions concerning the events described above will be final and binding on all parties, subject to a court of law having jurisdiction regarding such matters. SECTION 8. PRICE RANGE OF SHARES; DIVIDENDS GlobalOptions’ shares are traded on the NASDAQ Capital Market under the trading symbol “GLOI.” The following table sets forth the high and low sales prices per share reported on the NASDAQ Capital Market for each of the fiscal periods indicated. High Low Year Ended December 31, 2010 First Quarter $ 1.92 $ 1.37 Second Quarter $ 2.50 $ 1.53 Third Quarter $ 3.07 $ 1.95 Fourth Quarter (through November 29, 2010) $ 2....
mechanism = FIXEDEX-99.A.1.I 2 y88024toexv99waw1wi.htm EX-99.A.1.I exv99waw1wi Table of Contents Exhibit (a)(1)(i) OFFER TO PURCHASE FOR CASH BY OF UP TO 10,000,000 SHARES OF ITS COMMON STOCK AT A PURCHASE PRICE OF $2.40 PER SHARE THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT (ONE MINUTE AFTER 11:59 P.M.), NEW YORK CITY TIME, ON DECEMBER 29, 2010, UNLESS THE TENDER OFFER IS EXTENDED. GlobalOptions Group, Inc., a Delaware corporation (“GlobalOptions,” “we” or “us”), is offering to purchase up to 10,000,000 shares of its common stock, par valu...
must_tender_all = True...eve we will be delisted from NASDAQ as a result of having no or nominal business operations. What happens if more than 10,000,000 shares are tendered in the We will purchase shares: tender offer? • first, from all holders of “odd lots” of less than 100 shares who properly tender all of their shares and do not properly withdraw them before the expiration date; • second, after purchasing the shares from the “odd lot” holders, from all other stockholders who properly tender shares and who do not properly withdraw them before the expiration date, on a pro rata basis, subject to the conditional tender provisions described in Section 6,...
no_priority = True...ducted from the purchase price unless satisfactory evidence of the payment of the stock transfer taxes, or exemption therefrom, is submitted. See Instruction 6 of the Letter of Transmittal. SECTION 6. CONDITIONAL TENDER OF SHARES Subject to the exceptions for odd lot holders, in the event of an over-subscription of the tender offer, shares tendered prior to the expiration date will be subject to proration. See Section 1. As discussed in Section 13, the number of shares to be purchased from a particular stockholder may affect the tax treatment of the purchase to the stockholder and the stockholder’s decision whether to tender. Accordingly, a stockholder may tender shares subject to the condition that a specified minimum number of the stock...
price = USD 2.4EX-99.A.1.I 2 y88024toexv99waw1wi.htm EX-99.A.1.I exv99waw1wi Table of Contents Exhibit (a)(1)(i) OFFER TO PURCHASE FOR CASH BY OF UP TO 10,000,000 SHARES OF ITS COMMON STOCK AT A PURCHASE PRICE OF $2.40 PER SHARE THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT (ONE MINUTE AFTER 11:59 P.M.), NEW YORK CITY TIME, ON DECEMBER 29, 2010, UNLESS THE TENDER OFFER IS EXTENDED. GlobalOptions Group, Inc., a Delaware co...
price = USD 2.4...1,711.20 * Estimated for purposes of calculating the amount of the filing fee only. The amount assumes the purchase of a total of 10,000,000 shares of the outstanding common stock at a price of $2.40 per share in cash. ** The amount of the filing fee equals $71.30 per $1 million of the transaction value and is estimated in accordance with Rule 0-11 under the Securities Exchange Act of 1934. þ Check the box if any part of the fee is o...
threshold = 100...pecified number of shares, none of those shares will be purchased. ODD LOTS. For purposes of the tender offer, the term “odd lots” shall mean all shares properly tendered prior to the expiration date and not properly withdrawn by any person referred to as an “odd lot holder” who owns beneficially or of record an aggregate of fewer than 100 shares and so certifies in the appropriate place on the Letter of Transmittal and, if applicable, on the Notice of Guaranteed Delivery. To qualify for this preference, an odd lot holder must tender all shares owned beneficially or of record by the odd lot holder in accordance with the procedures described in Section 3. As set forth above, odd l...
txn_type = TENDER_OFFEREX-99.A.1.I 2 y88024toexv99waw1wi.htm EX-99.A.1.I exv99waw1wi Table of Contents Exhibit (a)(1)(i) OFFER TO PURCHASE FOR CASH BY OF UP TO 10,000,000 SHARES OF ITS COMMON STOCK AT A PURCHASE PRICE OF $2.40 PER SHARE THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT (ONE MINUTE AFTER 11:59 P.M.), NEW YORK CITY TIME, ON DECEMBER 29, 2010, UNLESS THE TENDER OFFER IS EXTENDED. GlobalOptions Group, Inc., a Delaware corporation (“GlobalOpti...
txn_type = TENDER_OFFER...the offer by GlobalOptions to purchase for cash up to 10,000,000 shares of its common stock, par value $0.001 per share, at a price of $2.40 per share, net to the seller in cash, without interest, upon and subject to the terms and conditions described in the Offer to Purchase, dated December, 2010 (the “Offer to Purchase”), and the related Letter of Transmittal (the “Letter of Transmittal”), which, in each case, as amended and supplemented from time to time, constitute the tender offer and which are appended to and filed with the Schedule TO as Exhibits (a)(1)(i) and (a)(1)(ii), respectively. All information...

The filings

FiledFormRoleOn EDGAR
2010-12-01SC TO-Ioriginal (governing)View
2010-12-21SC TO-I/AamendmentView