Odd Lot Index

CUMMINS INC CMI

Terms unclear

Unclear — read the filing yourself
amendment with no indexed original - the original may predate the collection window or may not mention odd lots
StatusClosed
Closing date2024-03-13
How it is priced—
Odd-lot thresholdFewer than 100 shares
Must tender everything you holdYes
Must tick the odd-lot box on the formNot stated

How it finished

Expired2024-03-13
Shares tendered69,142,112

Where each of these comes from

Every line above was read out of the filing. Here is the wording it was read from, so you can check it.

expiry = 2024-03-13...chedule TO, which incorporates by reference the information contained in the Exchange Offer, is hereby amended and supplemented by adding the following thereto: (a) Material Terms. The Exchange Offer expired at 12:00 midnight, New York City time, at the end of the day on March 13, 2024. The Exchange Offer was oversubscribed. Based on a preliminary count by the exchange agent, Broadridge Corporate Issuer Solutions, LLC, 69,142,112 shares of Cummins Common Stock were validly tendered and not properly withdrawn, including 3...
must_tender_all = True...the shares of Cummins Common Stock that were validly tendered and not properly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who own fewer than 100 shares of Cummins Common Stock, or an “odd lot,” who have validly tendered all of their shares, will not be subject to proration, in accordance with the terms of the Exchange Offer. Cummins intends to accept for exchange 5,574,050 shares of Cummins Common Stock in exchange for 67,054,726 shares of Atmus Common Stock owned by Cummins. Based on the total number of shares of Cummins Common Stock reported to be tendered prior to the e...
threshold = 100...LC, 69,142,112 shares of Cummins Common Stock were validly tendered and not properly withdrawn, including 36,902,099 shares of Cummins Common Stock that were validly tendered by notice of guaranteed delivery and 1,006,609 shares that tendered in aggregate by “odd-lot” shareholders (holders of fewer than 100 shares) not subject to proration. Because the Exchange Offer is oversubscribed, Cummins will accept only a portion of the shares of Cummins Common Stock that were validly tendered and not properly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who own fewer than 100 shares of Cummins Common Stock, or...
txn_type = TENDER_OFFERSC TO-I/A 1 tm245866-6_sctoia.htm SC TO-I/A tm245866-6_sctoia - block - 1.8281315s ​ ​ ​ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 3) (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 CUMMINS INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $2.50 per share (Title of Class of Securities) 231021106 (CUSIP Number of Class of Securities) Nicole Y. Lamb-Hale Chief Legal Officer and Corporate Secret...
expired_on = 2024-03-13...chedule TO, which incorporates by reference the information contained in the Exchange Offer, is hereby amended and supplemented by adding the following thereto: (a) Material Terms. The Exchange Offer expired at 12:00 midnight, New York City time, at the end of the day on March 13, 2024. The Exchange Offer was oversubscribed. Based on a preliminary count by the exchange agent, Broadridge Corporate Issuer Solutions, LLC, 69,142,112 shares of Cummins Common Stock were validly tendered and not properly withdrawn, including 36,902,099 shares of Cummins Common Stock...
tendered = 69142112...ht, New York City time, at the end of the day on March 13, 2024. The Exchange Offer was oversubscribed. Based on a preliminary count by the exchange agent, Broadridge Corporate Issuer Solutions, LLC, 69,142,112 shares of Cummins Common Stock were validly tendered and not properly withdrawn, including 36,902,099 shares of Cummins Common Stock that were validly tendered by notice of guaranteed delivery and 1,006,609 shares that tendered in aggregate by “odd-lot” shareholders (holders of fewer than 100 shares) not subject to proration. Beca...

The filings

FiledFormRoleOn EDGAR
2024-03-14SC TO-I/Aamendment (governing)View