Odd Lot Index

Tempus Applied Solutions Holdings, Inc.

No odd-lot preference

Read automatically from the filing
This offer mentions odd lots only to say they get no special treatment. Odd-lot tenders are prorated like everyone else's.
StatusClosed
Closing date2015-09-11
How it is priced—
Odd-lot threshold—
Must tender everything you holdNot stated
Must tick the odd-lot box on the formNot stated

Where each of these comes from

Every line above was read out of the filing. Here is the wording it was read from, so you can check it.

expiry = 2015-09-11...S LLC OFFER TO PURCHASE FOR CASH UP TO 2,379,180 WARRANTS TO PURCHASE COMMON STOCK of TEMPUS APPLIED SOLUTIONS HOLDINGS, INC. at a Purchase Price of $0.60 Per Warrant THIS OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON SEPTEMBER 11, 2015 OR SUCH LATER TIME AND DATE TO WHICH THE OFFER IS EXTENDED. Chart Acquisition Group LLC (“CAG”), Joseph R. Wright (“Mr. Wright”), and Cowen Investments LLC (“Cowen”) (CAG, Mr. Wright and Cowen collectively referred to as the “Purchasers”,...
listed = True...mmon Stock and one Warrant to purchase one share of Common Stock, to the Purchasers. On December 14, 2012, the Units commenced trading on Nasdaq under the symbol “CACGU”. On February 4, 2013, the Units were separated and the Common Stock and Warrants began to trade on Nasdaq under the symbols “CACG” and “CACGW”, respectively. Chart’s common stock, warrants and units began being quoted on the OTCQB Marketplace under the ticker symbols “CACG,” “CACGW” and “CACGU,” respectively, on March 5, 2015. Subsequent to the IPO, an amount of $75,000,000 of the net proceeds of the IPO and Private Placement was deposited i...
no_priority = True...from tendering Holders, in accordance with the terms and conditions specified in the Offer, on a pro rata basis (disregarding fractions), in accordance with the number of Warrants duly tendered by or on behalf of each Holder (and not so withdrawn). This Offer will not have any special proration provision for odd-lot tenders, which means that all odd-lot tenders (including Holders who own fewer than 100 Warrants) are subject to proration. The proration period will expire on the Expiration Date. Section 2. Purposes of the Offer; Certain Effects of the Offer. None of the Filing Persons, the Information Agent, or the Depositary is making any recommendation to you as to whether to tender or...
txn_type = CONSOLIDATION...effected any transactions in the Warrants in the past 60 days, except for the Third Warrant Tender Offer. Transfers of Founder Shares, Placement Units, and Underlying Securities The initial 2,156,250 shares of Common Stock (after giving effect to a 0.75-for-1 reverse stock split effectuated on July 10, 2012) sold by Chart to CAG (the “Founder Shares”), of which 281,250 shares were forfeited in January 2013 and the Placement Units and their underlying securities, will not be transferable, assignable or salable (i) in the case of the Founder Shares, by Chart’s initial stockholders until the earlier of (A) one year...

The filings

FiledFormRoleOn EDGAR
2015-08-14SC TO-Toriginal (governing)View