SAFEGUARD SCIENTIFICS INC SFES

mechanism = DUTCHEX-99.A.5.B 2 tm2128928d1_exa5b.htm EXHIBIT (A)(5)(B) Exhibit (a)(5)(B) Safeguard Announces Preliminary results of Modified Dutch Auction Tender Offer Radnor, PA, October 4, 2021 – Safeguard Scientifics, Inc. (NYSE:SFE) (“Safeguard” or the “Company”) today announced the preliminary results of its previously announced modified “Dutch auction” self-tender offer to purchase for cash up to $35 million in value of shares of its common stock at a price within (and including) the...

mechanism = DUTCHEX-99.A.5.C 2 tm2129336d1_exa5c.htm EXHIBIT (A)(5)(C) Exhibit (a)(5)(C) Safeguard Announces final results of Modified Dutch Auction Tender Offer Radnor, PA, October 7, 2021 – Safeguard Scientifics, Inc. (NYSE:SFE) (“Safeguard” or the “Company”) today announced the final results of its previously announced modified “Dutch auction” self-tender offer to purchase for cash up to $35 million in value of shares of its common stock at a price within (and including) the range...

price = USD 9.0...mputershare Trust Company, N.A., the depositary for the tender offer, a total of 5,035,906 shares of common stock were properly tendered and not properly withdrawn at or below the purchase price of $9.00 per share, including 709,375 shares that were tendered by notice of guaranteed delivery. Because the tender offer was oversubscribed, and pursuant to the terms of the tender offer, the Company has elected to purchase 415,938 addi...

price = USD 9.0...ompany, N.A. (the “Depository”), the depositary for the tender offer, a total of 5,014,874 shares of common stock were properly tendered and not properly withdrawn at or below the purchase price of $9.00 per share. Because the number of shares tendered exceeds $35 million in value, the tender offer is oversubscribed and the Company exercised its right to purchase the Additional Shares. Therefore, in accordance with the terms and...

txn_type = TENDER_OFFER...or, Pennsylvania 19087 (610) 975-4989 CALCULATION OF FILING FEE ​ ​ Transaction Valuation* ​ ​ ​ Amount of Filing Fee** ​ $35,000,000 ​ ​ ​ $3,818.50 ​ * Calculated solely for purposes of determining the amount of the filing fee. This amount is based upon the offer to purchase for not more than $35,000,000 in the aggregate of up to 4,430,379 shares of common stock of Safeguard Scientifics, Inc. at the minimum tender offer price of $7.90 per share in cash. ** The amount of the filing fee, calculated pursuant to Rule 0-11 of the Securities Exchange Act of 1934, as amended, equals $109.10 per million dollars of t...

txn_type = TENDER_OFFER...iminary results of Modified Dutch Auction Tender Offer Radnor, PA, October 4, 2021 – Safeguard Scientifics, Inc. (NYSE:SFE) (“Safeguard” or the “Company”) today announced the preliminary results of its previously announced modified “Dutch auction” self-tender offer to purchase for cash up to $35 million in value of shares of its common stock at a price within (and including) the range of $7.90 to $9.00 per share. The tender offer expired at 5:00 p.m. Eastern Time on Friday, October 1, 2021. Based on the preliminary count by Computershare Trust Company, N.A., the depositary for the tender offer, a total of 5,03...

txn_type = TENDER_OFFER...nounces final results of Modified Dutch Auction Tender Offer Radnor, PA, October 7, 2021 – Safeguard Scientifics, Inc. (NYSE:SFE) (“Safeguard” or the “Company”) today announced the final results of its previously announced modified “Dutch auction” self-tender offer to purchase for cash up to $35 million in value of shares of its common stock at a price within (and including) the range of $7.90 to $9.00 per share. As described in the tender offer, the Company reserved the right to purchase up to an additional 2% of the Company’s outstanding shares of common stock without amending or extending the offer (the “Ad...