Odd Lot Index

DICON FIBEROPTICS INC

Not traded — nothing to buy

Read automatically from the filing
The filing says these shares are not traded on any market. The odd-lot term may be real, but there is no way to buy the shares, so there is no trade here.
No closing date could be read from these filings. Nothing has been filed for this offer in over six months, so it is treated as closed — a tender offer cannot run that long. Check the filings below if you think otherwise.
StatusClosed (assumed)
Closing datecould not be read; last filing 2006-09-01
How it is pricedFixed price
Odd-lot threshold—
Must tender everything you holdNot stated
Must tick the odd-lot box on the formNot stated
Price offeredUSD $5.00 per share
Most an odd-lot tender could be$495.00

Where each of these comes from

Every line above was read out of the filing. Here is the wording it was read from, so you can check it.

mechanism = FIXED...hares of the Company’s stock ("Odd-lot Shareholders"), and after the effectiveness of the Stock Split, (2) an issuer tender offer (the "Tender Offer") for up to 30,900 post-Stock Split shares of common stock (or 154,500 shares on a pre-Stock Split basis) at a purchase price of $5.00 per share. In lieu of issuing any fractional shares resulting from the Stock Split, the Company will pay in cash an amount equal to $5.00 multiplied by each fractional share resulting from the Stock Split (determined after aggregating all of the common stock held by each holder). This Schedule is being filed by the Company and Dr. Ho-Shang Lee, an...
price = USD 5.0...ss of the Stock Split, (2) an issuer tender offer (the "Tender Offer") for up to 30,900 post-Stock Split shares of common stock (or 154,500 shares on a pre-Stock Split basis) at a purchase price of $5.00 per share. In lieu of issuing any fractional shares resulting from the Stock Split, the Company will pay in cash an amount equal to $5.00 multiplied by each fractional share resulting from the Stock Split (determined after aggreg...
txn_type = CONSOLIDATION...Value* Amount of Filing Fee* $ 155,033 $ 16.59 * Estimated for purposes of calculating the amount of filing fee only. The transaction value is calculated based on the $1.00 per share estimated to be paid for 533 shares expected to be cashed out in the 5-for-1 reverse stock split transaction as fractional shares and the $5.00 per share to be paid for 30,900 shares subject to the proposed tender offer after the reverse stock split. The filing fee is $107 per million dollars of the total transaction value of $155,033. x࿠ Check the box if any part of the fee is offset as provided by Rule 0-11(a)(3) and identify the...

The filings

FiledFormRoleOn EDGAR
2006-09-01SC 13E3original (governing)View