DICON FIBEROPTICS INC
Not traded — nothing to buy
Read automatically from the filing
The filing says these shares are not traded on any market. The odd-lot term may be real, but there is no way to buy the shares, so there is no trade here.
No closing date could be read from these filings. Nothing has been filed for this offer in over six months, so it is treated as closed — a tender offer cannot run that long. Check the filings below if you think otherwise.
one transaction filed under more than one form on the same day (SC 13E3, SC TO-I)
| Status | Closed (assumed) |
|---|---|
| Closing date | could not be read; last filing 2006-12-18 |
| How it is priced | — |
| Odd-lot threshold | — |
| Must tender everything you hold | Not stated |
| Must tick the odd-lot box on the form | Not stated |
| Price offered | USD $5.00 per share |
| Cleared at | $5.00 |
| Most an odd-lot tender could be | $495.00 |
How it finished
Everyone else40.76%
| Shares tendered | 30,900 |
|---|---|
| Proration factor | 40.8% |
Where each of these comes from
Every line above was read out of the filing. Here is the wording it was read from, so you can check it.
mechanism = FIXED...mpany’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This tender offer is made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 16, 2006 (the "Offer to Purchase"), and the related Letter of Transmittal (the "Letter of Transmittal"), which, as amended or supplemented from time to time, together cons...
mechanism = FIXED...mpany’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This tender offer is made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 16, 2006 (the "Offer to Purchase"), and the related Letter of Transmittal (the "Letter of Transmittal"), which, as amended or supplemented from time to time, together cons...
mechanism = FIXED...mpany’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This tender offer is made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 16, 2006 (the "Offer to Purchase"), and the related Letter of Transmittal (the "Letter of Transmittal"), which, as amended or supplemented from time to time, together cons...
mechanism = FIXED...mpany’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This Amendment No. 2 is the final amendment to the Tender Offer Statement and Rule 13e-3 Transaction Statement filed under cover of Schedule TO. This tender offer is made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 16, 2006 (the "Offer to Pu...
mechanism = FIXED...mpany’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This Amendment No. 2 is the final amendment to the Tender Offer Statement and Rule 13e-3 Transaction Statement filed under cover of Schedule TO. This tender offer is made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 16, 2006 (the "Offer to Pu...
price = USD 5.0...t the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This tender offer is made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 16, 2006 (the "Offer to Purchase"), and the related...
price = USD 5.0...t the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This tender offer is made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 16, 2006 (the "Offer to Purchase"), and the related...
price = USD 5.0...t the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This tender offer is made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 16, 2006 (the "Offer to Purchase"), and the related...
price = USD 5.0...t the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This Amendment No. 2 is the final amendment to the Tender Offer Statement and Rule 13e-3 Transaction Statement filed under cover of Schedule TO. This tender offer is made up...
price = USD 5.0...t the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This Amendment No. 2 is the final amendment to the Tender Offer Statement and Rule 13e-3 Transaction Statement filed under cover of Schedule TO. This tender offer is made up...
txn_type = CONSOLIDATION...connection with a two-step going-private transaction (the “Transaction”) proposed by the Board of Directors of DiCon Fiberoptics, Inc. (“DiCon” or the “Company”), consisting of (1) proposal to amend the Company’s Articles of Incorporation to effect a 1-for-5 reverse stock split (the “Reverse Stock Split”) to increase the number of shareholders holding less than 100 shares of the Company’s stock (“Odd-lot Shareholders”) and after the effectiveness of the Reverse Stock Split, (2) a tender offer (the “Tender Offer”) to purchase up to 30,900 shares (post split shares) at $5.00 per share, net to the seller in cash,...
txn_type = CONSOLIDATION...connection with a two-step going-private transaction (the “Transaction”) proposed by the Board of Directors of DiCon Fiberoptics, Inc. (“DiCon” or the “Company”), consisting of (1) proposal to amend the Company’s Articles of Incorporation to effect a 1-for-5 reverse stock split (the “Reverse Stock Split”) to increase the number of shareholders holding less than 100 shares of the Company’s stock (“Odd-lot Shareholders”) and after the effectiveness of the Reverse Stock Split, (2) a tender offer (the “Tender Offer”) to purchase up to 30,900 shares (post split shares) at $5.00 per share, net to the seller in cash,...
txn_type = CONSOLIDATION...curities and Exchange Commission (the “SEC”) on November 16, 2006 in connection with a two-step going-private transaction (the “Transaction”) proposed by the Board of Directors of DiCon Fiberoptics, Inc. (“DiCon” or the “Company”), consisting of (1) a 1-for-5 reverse split of the outstanding shares of common stock of the Company (the “Stock Split”) intended to increase the number of shareholders holding less than 100 shares of the Company’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to...
txn_type = CONSOLIDATION...curities and Exchange Commission (the “SEC”) on November 16, 2006 in connection with a two-step going-private transaction (the “Transaction”) proposed by the Board of Directors of DiCon Fiberoptics, Inc. (“DiCon” or the “Company”), consisting of (1) a 1-for-5 reverse split of the outstanding shares of common stock of the Company (the “Stock Split”) intended to increase the number of shareholders holding less than 100 shares of the Company’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to...
txn_type = CONSOLIDATION...curities and Exchange Commission (the “SEC”) on November 16, 2006 in connection with a two-step going-private transaction (the “Transaction”) proposed by the Board of Directors of DiCon Fiberoptics, Inc. (“DiCon” or the “Company”), consisting of (1) a 1-for-5 reverse split of the outstanding shares of common stock of the Company (the “Stock Split”) intended to increase the number of shareholders holding less than 100 shares of the Company’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to...
txn_type = CONSOLIDATION...mended by Amendment No. 1 filed with the SEC on December 5, 2006, in connection with a two-step going-private transaction (the “Transaction”) proposed by the Board of Directors of DiCon Fiberoptics, Inc. (“DiCon” or the “Company”), consisting of (1) a 1-for-5 reverse split of the outstanding shares of common stock of the Company (the “Stock Split”) intended to increase the number of shareholders holding less than 100 shares of the Company’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to...
txn_type = CONSOLIDATION...mended by Amendment No. 1 filed with the SEC on December 5, 2006, in connection with a two-step going-private transaction (the “Transaction”) proposed by the Board of Directors of DiCon Fiberoptics, Inc. (“DiCon” or the “Company”), consisting of (1) a 1-for-5 reverse split of the outstanding shares of common stock of the Company (the “Stock Split”) intended to increase the number of shareholders holding less than 100 shares of the Company’s stock (“Odd-lot Shareholders”) and cashout resulting fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to...
final_price = 5.0...fractional shares at the rate of $5.00 per whole share, and, thereafter, (2) a tender offer made by the Company to purchase from its shareholders up to 30,900 shares (on a post-Stock Split basis) at purchase price of $5.00 per share, net to the seller in cash, without interest. This Amendment No. 2 is the final amendment to the Tender Offer Statement and Rule 13e-3 Transaction Statement filed under cover of Schedule TO. This tender offer is made upon the terms and subject to the conditions set forth in the...
proration_pct = 40.76...for the Company reported that more than 30,900 shares of Common Stock had been validly tendered pursuant in the Offer and not then withdrawn. The Transfer Agent also reported to the Company that the proration factor for the Offer is 40.76%. On December 18, 2006, the Company delivered a notice to the Transfer Agent accepting 30,875 of the tendered shares of Common Stock, including all "odd lots" validly tendered and not withdrawn. As a result of the acceptance of shares tendered in the Offer, as of the date of this...
tendered = 30900...d to them in the Offer to Purchase. Items 1 through 9 and 11 of the Schedule TO. As of 12:00 p.m. Eastern time on Friday, December 15, 2006, the Transfer Agent for the Company reported that more than 30,900 shares of Common Stock had been validly tendered pursuant in the Offer and not then withdrawn. The Transfer Agent also reported to the Company that the proration factor for the Offer is 40.76%. On December 18, 2006, the Company delivered a notice to the Transfer Agent accepting 30,875 of the tendered shares of Common Stock, in...
The filings
| Filed | Form | Role | On EDGAR |
|---|---|---|---|
| 2006-11-16 | SC TO-I | original (governing) | View |
| 2006-11-16 | SC 13E3 | original | View |
| 2006-12-05 | SC TO-I/A | amendment | View |
| 2006-12-05 | SC TO-I/A | amendment | View |
| 2006-12-05 | SC 13E3/A | amendment | View |
| 2006-12-18 | SC TO-I/A | amendment | View |
| 2006-12-18 | SC 13E3/A | amendment | View |