SWISS HELVETIA FUND, INC. SWZ

expiry = 2014-02-11...OFFER TO PURCHASE Up to 4,579,480 Shares of Common Stock At a Cash Purchase Price of 95% of Net Asset Value Per Share by THE SWISS HELVETIA FUND INC. THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 11, 2014 UNLESS THE FUND EXTENDS THE OFFER. The Swiss Helvetia Fund, Inc., a non-diversified closed-end management investment company incorporated under the laws of the state of Delaware (the “Fund”), is offering to purchase for cash up to 4,579,48...

listed = True...isapproved of this transaction or passed upon the merits or fairness of the transaction or passed upon the adequacy or accuracy of the information contained in this offer to purchase. Any representation to the contrary is a criminal offense. The Fund’s shares are listed on the NYSE under the ticker symbol “SWZ.” The NAV per share as of the close of the regular trading session of the NYSE on January 6, 2014 was $15.28 per share and the last reported sale price on the NYSE on such date for a share was $13.72. The Fund’s NAV is calculated daily by 6:15 p.m. Eastern Time. Until the Offer expires, NAV per share quotatio...

mechanism = NAV_PERCENT...3, 2014 OFFER TO PURCHASE, DATED JANUARY 13, 2014 THE SWISS HELVETIA FUND, INC. 1270 Avenue of the Americas Suite 400 New York, New York 10020 1-888-SWISS-00 (1-888-794-7700) OFFER TO PURCHASE Up to 4,579,480 Shares of Common Stock At a Cash Purchase Price of 95% of Net Asset Value Per Share by THE SWISS HELVETIA FUND INC. THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 11, 2014 UNLESS THE FUND EXTENDS THE OFFER. The Swiss Helvetia Fund, Inc., a non-diversified closed-end management investment company incorporated under the laws of the state of Delaware (the “Fund”)...

price = USD 14.52...stockholders tendered all shares offered for purchase pursuant to the Offer, payments by the Fund to the participating stockholders would be approximately $66,494,050 (based on a price per share of $14.52, which is approximately 95% of the NAV per share as of the close of the regular trading session of the NYSE on January 6, 2014). To pay the aggregate purchase price of shares accepted for payment pursuant to the Offer,...

threshold = 100...ered by each stockholder (and not timely withdrawn), unless the Fund determines not to purchase any shares as described in Section 6 of this offer to purchase. This Offer will not have any special pro ration provision for odd-lot tenders, which means that all odd-lot tenders (including stockholders who own fewer than 100 shares) are subject to pro ration. The Fund’s present intention, if the Offer is oversubscribed, is not to purchase more than 4,579,480 shares. See Section 1. • If I decide not to tender, how will the Offer affect my shares? Stockholders who choose not to tender will own a greater percentage interest in the Fund’s outstanding shares of common s...

txn_type = TENDER_OFFEREX-99.(A)(1)(I) 2 d654376dex99a1i.htm OFFER TO PURCHASE, DATED JANUARY 13, 2014 OFFER TO PURCHASE, DATED JANUARY 13, 2014 THE SWISS HELVETIA FUND, INC. 1270 Avenue of the Americas Suite 400 New York, New York 10020 1-888-SWISS-00 (1-888-794-7700) OFFER TO PURCHASE Up to 4,579,480 Shares of Common Stock At a Cash Purchase Price of 95% of Net Asset Value Per Share by THE SWISS HELVETIA FUND INC...